DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Stone Oak Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Nathan James Impellizzeri | J.P. Morgan Securities LLC wirehouse | Stone Oak Wealth Management, LLC independent RIA | Wirehouse to independent RIA | Jan 23, 2026 | Jan 26, 2026 |
| Abigail Nicole Williams | Captrust institutional | Stone Oak Wealth Management, LLC independent RIA | Other | Dec 2, 2022 | Jan 4, 2023 (33 d) |
| Donald R Laurence | Raymond James & Associates, Inc. national BD | Stone Oak Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 4, 2019 | Aug 30, 2019 |
| Cristina Raft | Raymond James & Associates, Inc. national BD | Stone Oak Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 2, 2018 | Jul 10, 2018 |
| John Joseph Dallahan | Raymond James Financial Services Advisors, Inc BD affiliated | Stone Oak Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 11, 2018 | Sep 12, 2019 (458 d) |
| Gregory Ryan Thompson | Titleist Capital, LLC other | Stone Oak Wealth Management, LLC independent RIA | Other | Dec 8, 2017 | Jun 26, 2017 |
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6 moves match.