DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Lake Street Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Cody R MccallumUBS Financial Services Inc. wirehouseLake Street Advisors independent RIAWirehouse to independent RIAJun 7, 2024Jun 28, 2024
Samuel Gordon StantonEaton Vance Management asset managerLake Street Advisors independent RIAOtherOct 24, 2023Dec 6, 2023 (43 d)
James Patrick MachinchickFidelity Personal And Workplace Advisors BD affiliatedLake Street Advisors independent RIAAffiliated broker-dealer or bank to independent RIAMay 10, 2023May 18, 2023
Michael Richard LeclercFidelity Personal And Workplace Advisors BD affiliatedLake Street Advisors independent RIAAffiliated broker-dealer or bank to independent RIAApr 11, 2023Apr 26, 2023
Sarah SmetsCitizens Securities, Inc. BD affiliatedLake Street Advisors independent RIAAffiliated broker-dealer or bank to independent RIAMay 28, 2021Jun 23, 2021
Hunter William SteadleyJfg Wealth Management, LLC independent RIALake Street Advisors independent RIARIA to RIAApr 5, 2021Apr 21, 2021
Christopher John CertoCharles Schwab & Co., Inc. national BDLake Street Advisors independent RIAAffiliated broker-dealer or bank to independent RIASep 30, 2020Sep 22, 2020
Gabrielle Antonia ZarrellaMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseLake Street Advisors independent RIAWirehouse to independent RIAMar 4, 2019Mar 21, 2019
Micah WilliamsRBC Capital Markets, LLC national BDLake Street Advisors otherOtherOct 10, 2017Oct 31, 2017
Jaclyn Virginia HirlCrestwood Advisors otherLake Street Advisors independent RIAOtherAug 25, 2017May 20, 2019 (633 d)
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10 moves match.