DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Paladin Financial

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Eloisa RobisonPaladin Capital no RAUMPaladin Financial independent RIAOtherJul 20, 2023Jul 8, 2022
Matthew Aaron BryantGradient Investments, LLC independent RIAPaladin Financial independent RIARIA to RIAMay 26, 2023Jul 17, 2023 (52 d)
Dori Lynn PetroffCetera Advisor Networks LLC BD affiliatedPaladin Financial independent RIAAffiliated broker-dealer or bank to independent RIAJun 4, 2021Jul 23, 2021 (49 d)
Jeffery James QuickPrincipal Securities, Inc. BD affiliatedPaladin Financial independent RIAAffiliated broker-dealer or bank to independent RIAJan 25, 2021Jan 19, 2021
Trevor Shane NeufeldGradient Advisors, LLC independent RIAPaladin Financial independent RIARIA to RIAJul 15, 2020Jul 21, 2020
James Russell LordGradient Advisors, LLC otherPaladin Financial independent RIAOtherFeb 24, 2015May 12, 2023 (2999 d)
Jaime Jo MalmGradient Advisors, LLC otherPaladin Financial independent RIAOtherMar 25, 2014Feb 14, 2020 (2152 d)
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7 moves match.