DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Wellfull

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Michele Lyn HewittWescott Financial Advisory Group LLC independent RIAWellfull independent RIARIA to RIASep 30, 2024Nov 7, 2024 (38 d)
Brock HewittCambridge Investment Research Advisors, Inc. BD affiliatedWellfull independent RIAAffiliated broker-dealer or bank to independent RIAAug 9, 2024Aug 14, 2024
Sandra Jean Galdieri KosibaPlatinum Wealth Partners otherWellfull otherOtherDec 31, 2017Dec 5, 2017
Tracy Aaron ZulloPlatinum Wealth Partners otherWellfull otherOtherDec 31, 2017Dec 6, 2017
William John RothPlatinum Wealth Partners otherWellfull no RAUMOtherNov 13, 2017Sep 6, 2017
Rose Alyssa BernardoPlatinum Wealth Partners otherWellfull no RAUMOtherNov 13, 2017Sep 7, 2017
Nicholas Anthony BernardoPlatinum Wealth Partners otherWellfull no RAUMOtherNov 13, 2017Sep 6, 2017
Anthony Bernardo JrPlatinum Wealth Partners otherWellfull no RAUMOtherNov 13, 2017Sep 7, 2017
Lance Joseph RosinaStifel, Nicolaus & Company, Incorporated national BDWellfull no RAUMAffiliated broker-dealer or bank to a newly registered adviserSep 14, 2017Sep 8, 2017
Matthew Ryan RittenhouseMML Investors Services, LLC otherWellfull no RAUMOtherSep 12, 2017Sep 8, 2017
Lisa Renae LeathermanGenworth Financial Planning Corporation unclassifiedWellfull independent RIAOtherAug 7, 2003Apr 2, 2021 (6448 d)
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11 moves match.