DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Duke And Duke Wealth Management LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ryan Thomas Kelly | Thrive Wealth Management, LLC independent RIA | Duke And Duke Wealth Management LLC state registered | RIA to a state-registered adviser | Jan 23, 2026 | Jul 16, 2026 (174 d) |
| David Morrison | Strategic Advisers LLC national BD | Duke And Duke Wealth Management LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 24, 2025 | Jul 28, 2025 (34 d) |
| Jesse Sven Danielson | Vanguard Advisers, Inc. BD affiliated | Duke And Duke Wealth Management LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 30, 2024 | Sep 27, 2024 |
| Phillip Albert Lorenzon | Great Valley Advisor Group, LLC independent RIA | Duke And Duke Wealth Management LLC state registered | RIA to a state-registered adviser | Nov 19, 2018 | Jun 26, 2019 (219 d) |
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4 moves match.