DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Cascadia Advisory Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Steven Raymond Dutton | Cetera Advisors LLC BD affiliated | Cascadia Advisory Services, LLC no RAUM | Other | Mar 21, 2024 | Mar 8, 2018 |
| Otoniel Francisco Maxwell | Roi Financial independent RIA | Cascadia Advisory Services, LLC independent RIA | RIA to RIA | May 7, 2021 | May 20, 2021 |
| Timothy Robert Knapp | Cetera Advisors LLC BD affiliated | Cascadia Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 12, 2020 | Aug 23, 2019 |
| Michael Robinson Mackelvie | MML Investors Services, LLC BD affiliated | Cascadia Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 7, 2020 | Jul 6, 2020 |
| Sandra Lee Hay Magdaleno | Cetera Advisors LLC BD affiliated | Cascadia Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 11, 2020 | Sep 5, 2019 |
| Paul Raymond Erenfeld | Cetera Advisors LLC BD affiliated | Cascadia Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 11, 2020 | Aug 27, 2019 |
| Jeremiah Anthony Beam | Cetera Advisors LLC BD affiliated | Cascadia Advisory Services, LLC no RAUM | Other | Feb 11, 2020 | Apr 9, 2018 |
| James Richard Crocker | Cetera Advisors LLC BD affiliated | Cascadia Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 10, 2019 | Jun 5, 2018 |
| William Henry Leder | Security First Advisors independent RIA | Cascadia Advisory Services, LLC independent RIA | RIA to RIA | Jan 2, 2019 | Jan 4, 2019 |
| Kip Allen Mechals | Cetera Advisors LLC BD affiliated | Cascadia Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 24, 2018 | Jul 10, 2018 |
| Eric Krausz Adler | Cetera Advisors LLC BD affiliated | Cascadia Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 24, 2018 | Jul 6, 2018 |
| Douglas Kay Perry | Cetera Advisors LLC BD affiliated | Cascadia Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 24, 2018 | Jul 9, 2018 |
| Gregory Scott Bowen | Cetera Advisors LLC BD affiliated | Cascadia Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 24, 2018 | Jul 6, 2018 |
| Robert Patrick Biancardi | Cetera Advisors LLC BD affiliated | Cascadia Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 24, 2018 | Jul 6, 2018 |
| Eric Scott Evans | Pacific West Financial Consultants Inc other | Cascadia Advisory Services, LLC independent RIA | Other | Feb 28, 2012 | Sep 18, 2019 (2759 d) |
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15 moves match.