DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Cedar Brook Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Daniel Gregory Nigito | Cadaret Grant & Co Inc BD affiliated | Cedar Brook Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 17, 2024 | Apr 14, 2021 |
| David Weikert | Cadaret Grant & Co Inc BD affiliated | Cedar Brook Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 17, 2024 | Apr 14, 2021 |
| Adam Meidenbauer | Cadaret Grant & Co Inc BD affiliated | Cedar Brook Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 17, 2024 | Sep 19, 2022 |
| Wayne Salsbury | Cadaret Grant & Co Inc BD affiliated | Cedar Brook Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 17, 2024 | Sep 1, 2021 |
| Adam Philipp | Cadaret Grant & Co Inc BD affiliated | Cedar Brook Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 17, 2024 | Jul 15, 2022 |
| Mordechai Khaimov | Cadaret Grant & Co Inc BD affiliated | Cedar Brook Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 17, 2024 | Dec 22, 2022 |
| Theodore Stewart Lorenzen | Securities America Advisors, Inc. BD affiliated | Cedar Brook Group no RAUM | Other | Jun 14, 2024 | Mar 1, 2018 |
| Gregg Randall Fortune | Securities America Advisors, Inc. BD affiliated | Cedar Brook Group no RAUM | Other | Jun 14, 2024 | Mar 5, 2018 |
| Bradley Jay Schlang | Securities America Advisors, Inc. BD affiliated | Cedar Brook Group no RAUM | Other | Jun 14, 2024 | Mar 9, 2018 |
| David Alan Leavitt | Securities America Advisors, Inc. BD affiliated | Cedar Brook Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 14, 2024 | Feb 26, 2019 |
| Lee Bryan Friedman | Securities America Advisors, Inc. BD affiliated | Cedar Brook Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 14, 2024 | Feb 26, 2019 |
| Mark David Heisey | Securities America Advisors, Inc. BD affiliated | Cedar Brook Group no RAUM | Other | Jun 14, 2024 | Mar 1, 2018 |
| Mark J Tichar | Securities America Advisors, Inc. BD affiliated | Cedar Brook Group no RAUM | Other | Jun 14, 2024 | Mar 1, 2018 |
| Anthony R. Podojil | Securities America Advisors, Inc. BD affiliated | Cedar Brook Group no RAUM | Other | Jun 14, 2024 | Mar 2, 2018 |
| Dayna Marie Smith | Cadaret Grant & Co Inc BD affiliated | Cedar Brook Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 24, 2024 | Feb 2, 2022 |
| William Glubiak | Securities America Advisors, Inc. BD affiliated | Cedar Brook Group no RAUM | Other | Apr 15, 2021 | Mar 1, 2018 |
| Edward Detomaso | Securities America Advisors, Inc. BD affiliated | Cedar Brook Group no RAUM | Other | Apr 13, 2021 | Mar 1, 2018 |
| Jonathan Arntz | Securities America Advisors, Inc. BD affiliated | Cedar Brook Group no RAUM | Other | Apr 13, 2021 | Mar 5, 2018 |
| David Robertson | Securities America Advisors, Inc. BD affiliated | Cedar Brook Group no RAUM | Other | Apr 13, 2021 | Mar 1, 2018 |
| Howard Slater | Securities America Advisors, Inc. BD affiliated | Cedar Brook Group no RAUM | Other | Apr 13, 2021 | Mar 1, 2018 |
| Mark Munday | Securities America Advisors, Inc. BD affiliated | Cedar Brook Group no RAUM | Other | Apr 13, 2021 | Mar 2, 2018 |
| Azim Nakhooda | Securities America Advisors, Inc. BD affiliated | Cedar Brook Group no RAUM | Other | Apr 13, 2021 | Mar 1, 2018 |
| Frank Legan | Securities America Advisors, Inc. BD affiliated | Cedar Brook Group no RAUM | Other | Apr 13, 2021 | Mar 2, 2018 |
| Rebecca Bar-Shain | Securities America Advisors, Inc. BD affiliated | Cedar Brook Group no RAUM | Other | Apr 13, 2021 | Mar 1, 2018 |
| Jeremy Michael Saham | Securities America Advisors, Inc. BD affiliated | Cedar Brook Group no RAUM | Other | Apr 13, 2021 | Mar 2, 2018 |
| Christine Sivak | Securities America Advisors, Inc. BD affiliated | Cedar Brook Group no RAUM | Other | Jul 21, 2020 | Mar 1, 2018 |
| Michael J Primerano | Securities America Advisors, Inc. BD affiliated | Cedar Brook Group no RAUM | Other | Apr 15, 2019 | Mar 1, 2018 |
| Judith Lynn Hernandez | Securities America Advisors, Inc. BD affiliated | Cedar Brook Group no RAUM | Other | Apr 9, 2019 | Mar 2, 2018 |
| Richard Lee Anderson | Securities America Advisors, Inc. BD affiliated | Cedar Brook Group no RAUM | Other | Apr 3, 2019 | Mar 1, 2018 |
| Michael Anthony Dejohn | Securities America Advisors, Inc. BD affiliated | Cedar Brook Group no RAUM | Other | Apr 3, 2019 | Mar 1, 2018 |
| Shannon C Barry | Securities America Advisors, Inc. BD affiliated | Cedar Brook Group no RAUM | Other | Apr 3, 2019 | Mar 1, 2018 |
| Brian Morton | First Allied Advisory Services, Inc. BD affiliated | Cedar Brook Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 29, 2019 | Feb 24, 2021 (698 d) |
| Lisa Meredith Fentress | Securities America Advisors, Inc. BD affiliated | Cedar Brook Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 6, 2018 | Mar 9, 2018 |
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33 moves match.