DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Sharpepoint, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Dennis Eugene Zaderaka | Securities America Advisors, Inc. BD affiliated | Sharpepoint, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 21, 2019 | Jul 7, 2020 (382 d) |
| Paul C Johns | Cetera Advisors LLC BD affiliated | Sharpepoint, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 5, 2019 | Apr 10, 2019 |
| Jason Lee Mccaleb | Good Life Advisors, LLC independent RIA | Sharpepoint, LLC no RAUM | RIA to a newly registered adviser | Apr 11, 2018 | May 7, 2018 |
| Brian David Robinson | Private Advisor Group, LLC other | Sharpepoint, LLC no RAUM | Other | Jan 10, 2018 | Jan 12, 2018 |
| James B Regan | Private Advisor Group, LLC other | Sharpepoint, LLC no RAUM | Other | Jan 10, 2018 | Jan 12, 2018 |
| Daniel James Laraway | Private Advisor Group, LLC other | Sharpepoint, LLC no RAUM | Other | Jan 10, 2018 | Jan 12, 2018 |
| Dolman Winston Vineyard | LPL Financial LLC other | Sharpepoint, LLC no RAUM | Other | Jan 6, 2014 | Jan 12, 2018 (1467 d) |
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7 moves match.