DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at New Age Alpha

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
John Vincent CoylePark Avenue Securities LLC BD affiliatedNew Age Alpha asset managerOtherJan 15, 2025Mar 13, 2025 (57 d)
Robert Raymond RobertiWells Fargo Advisors wirehouseNew Age Alpha asset managerOtherSep 19, 2024Sep 25, 2025 (371 d)
Brian Todd SandersCharles Schwab & Co., Inc. national BDNew Age Alpha asset managerOtherSep 13, 2024May 21, 2025 (250 d)
Matthew John StevensBelle Haven Investments, L.P. independent RIANew Age Alpha asset managerOtherFeb 10, 2021Jun 20, 2021 (130 d)
Gregory Edward BrushettRaymond James & Associates, Inc. national BDNew Age Alpha independent RIAAffiliated broker-dealer or bank to independent RIASep 4, 2019Jul 10, 2020 (310 d)
Jennifer MurphyJanney Montgomery Scott LLC otherNew Age Alpha independent RIAOtherJan 22, 2014Oct 28, 2020 (2471 d)
Page 1 of 1
6 moves match.