DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Savior Wealth

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jude J KostasThe Patriot Financial Group, LLC independent RIASavior Wealth mixed wealthRIA to RIASep 27, 2023May 21, 2024 (237 d)
Rhonda BernierThe Patriot Financial Group, LLC independent RIASavior Wealth mixed wealthRIA to RIASep 27, 2023Mar 29, 2024 (184 d)
Matthew John MclaughlinThe Patriot Financial Group, LLC independent RIASavior Wealth independent RIARIA to RIASep 29, 2022Oct 4, 2022
Kenneth L DeanSecurian Financial Services, Inc. BD affiliatedSavior Wealth independent RIAAffiliated broker-dealer or bank to independent RIAFeb 14, 2020Feb 21, 2020
Thomas BartolomeoThe Harvest Group independent RIASavior Wealth no RAUMRIA to a newly registered adviserJun 11, 2019Feb 22, 2019
Todd Michael IngwersenThe Harvest Group independent RIASavior Wealth no RAUMRIA to a newly registered adviserJun 11, 2019Feb 22, 2019
Jonathan Charles PentaUBS Financial Services Inc. wirehouseSavior Wealth no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)May 3, 2019Apr 24, 2019
Sandro GelfusaMorgan Stanley wirehouseSavior Wealth no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Nov 26, 2018Feb 11, 2019 (77 d)
Jorge Arturo FloresLPL Financial LLC independent RIASavior Wealth independent RIARIA to RIAMar 27, 2018Oct 22, 2019 (574 d)
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9 moves match.