DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Mattern Capital Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Brendon SmithStrategic Advisers LLC national BDMattern Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 16, 2026Jun 7, 2026 (52 d)
Riley GovanSynergy Capital independent RIAMattern Capital Management, LLC independent RIARIA to RIAJul 7, 2025Jul 16, 2025
Amanda Elaine DepriestRobert W. Baird & Co. Incorporated mixed wealthMattern Capital Management, LLC independent RIARIA to RIAJun 13, 2025Jul 10, 2025
Lucas Kirk WandellOsaic Advisory Services, LLC BD affiliatedMattern Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 20, 2024Jun 9, 2024 (110 d)
Ryan DowWells Fargo Advisors wirehouseMattern Capital Management, LLC independent RIAWirehouse to independent RIAJul 20, 2022Jun 2, 2021
Kelly Nicole FreemanCreative Planning independent RIAMattern Capital Management, LLC independent RIARIA to RIAFeb 16, 2022Mar 11, 2024 (754 d)
Perry Joseph MatternWells Fargo Advisors wirehouseMattern Capital Management, LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Feb 19, 2019Feb 11, 2019
Ryan Eileen CashmanWells Fargo Advisors wirehouseMattern Capital Management, LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Feb 14, 2019Feb 11, 2019
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8 moves match.