DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Mattern Capital Management, LLC
Latest filing Jul 29, 2026
First filing on the tape Nov 30, 2018 · 17 filings
SEC status approved since Jan 28, 2019
RAUM
$1.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
97%
$1.0B individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$134M
derived; firm RAUM over IAPD count
Employees
9
7 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$1.1B as of Jul 29, 2026
Mar 12, 2020$506M then
HNW client RAUM$985M as of Jul 29, 2026
Mar 12, 2020$455M then
State-registered IARs (5.B.3)7 as of Jul 29, 2026
Mar 12, 20202 then
Employees (5.A)9 as of Jul 29, 2026
Mar 12, 20204 then
Private funds: no history
RAUM +7.5% over the last fiscal year+14% a year over threeIARs 6 to 7
Practice profile
derived from the filing of Jul 29, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $134MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 51derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.2MderivedHNW RAUM over HNW clients
- Average account
- $863,087derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.1derivedItem 5.A over advisors
- Advisors per office
- 4.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +7.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- +17%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +5.5%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $532M, 240 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$985M93%
- Individuals$53.1M5.0%
- Insurance companies$10.3M1.0%
- Charitable organizations$6.6M0.6%
- Corporations and businesses$1.7M0.2%
- Individual clients
- 169reported
- HNW clients
- 235reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,244reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $532M for 240 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
8 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Ryan Eileen Cashman | Lakewood, Co | Feb 11, 2019 | 26 y | 2 |
| Perry Joseph MatternCertified Financial Planner | Lakewood, Co | Feb 11, 2019 | 26 y | 2 |
| Ryan DowCertified Financial Planner | Lakewood, Co | Jun 2, 2021 | 18 y | 2 |
| Parveen Gupta | Lakewood, Co | Mar 22, 2023 | 25 y | 0 |
| Kelly Nicole Freeman | Lakewood, Co | Mar 11, 2024 | 10 y | 1 |
| Amanda Elaine DepriestCertified Financial Planner | Lakewood, Co | Jul 10, 2025 | 10 y | 3 |
| Riley GovanCertified Financial Planner | Lakewood, Co | Jul 16, 2025 | 11 y | 1 |
| Brendon SmithCertified Financial Planner | Lakewood, Co | Jun 7, 2026 | 12 y | 3 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Lucas Kirk Wandell to Rfg Advisory, LLCJul 15, 2025 · RIA to RIA
Joined, latest
- Brendon Smith from Strategic Advisers LLCJun 7, 2026 · Affiliated broker-dealer or bank to independent RIA
- Riley Govan from Synergy CapitalJul 16, 2025 · RIA to RIA
- Amanda Elaine Depriest from Robert W. Baird & Co. IncorporatedJul 10, 2025 · RIA to RIA
- Lucas Kirk Wandell from Osaic Advisory Services, LLCJun 9, 2024 · Affiliated broker-dealer or bank to independent RIA
- Kelly Nicole Freeman from Creative PlanningMar 11, 2024 · RIA to RIA
- Ryan Dow from Wells Fargo AdvisorsJun 2, 2021 · Wirehouse to independent RIA
- Ryan Eileen Cashman from Wells Fargo AdvisorsFeb 11, 2019 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- Perry Joseph Mattern from Wells Fargo AdvisorsFeb 11, 2019 · Wirehouse to a newly registered adviser (no RAUM reported yet)
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Wells Fargo AdvisorsFeb 14, 2019 · Denver, Co
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M Caryn Egbert · Chief Compliance Officercontrolsince 11/2018 · owns less than 5%
- Joseph Perry Mattern · Managing Membercontrolsince 11/2018 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Lakewood, Co · principal | 8 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 1,190 to 1,244Mar 26, 2025 to Mar 12, 2026
- Advisory employees · 6 to 7Mar 26, 2025 to Mar 12, 2026
- Corporate clients · 7 to 6Mar 26, 2025 to Mar 12, 2026
- HNW clients · 229 to 235Mar 26, 2025 to Mar 12, 2026
- Individual clients · 154 to 169Mar 26, 2025 to Mar 12, 2026
- Assets in custody · $412M to $532MMar 26, 2025 to Mar 12, 2026
- Employees · 8 to 9Mar 26, 2025 to Mar 12, 2026
- State-registered IARs · 6 to 7Mar 26, 2025 to Mar 12, 2026
- Discretionary RAUM · $999M to $1.1BMar 26, 2025 to Mar 12, 2026
- HNW RAUM · $912M to $985MMar 26, 2025 to Mar 12, 2026
- Individual RAUM · $51.0M to $53.1MMar 26, 2025 to Mar 12, 2026
- RAUM · $999M to $1.1BMar 26, 2025 to Mar 12, 2026
- Accounts · 1,151 to 1,190Aug 29, 2024 to Mar 26, 2025
- Advisory employees · 5 to 6Aug 29, 2024 to Mar 26, 2025
- Corporate clients · 6 to 7Aug 29, 2024 to Mar 26, 2025
- HNW clients · 220 to 229Aug 29, 2024 to Mar 26, 2025
- Individual clients · 155 to 154Aug 29, 2024 to Mar 26, 2025
- Assets in custody · $364M to $412MAug 29, 2024 to Mar 26, 2025
- Employees · 7 to 8Aug 29, 2024 to Mar 26, 2025
- Financial planning clients · 0 to 0Aug 29, 2024 to Mar 26, 2025
- State-registered IARs · 5 to 6Aug 29, 2024 to Mar 26, 2025
- Discretionary RAUM · $918M to $999MAug 29, 2024 to Mar 26, 2025
- HNW RAUM · $831M to $912MAug 29, 2024 to Mar 26, 2025
- Individual RAUM · $54.7M to $51.0MAug 29, 2024 to Mar 26, 2025
- RAUM · $918M to $999MAug 29, 2024 to Mar 26, 2025
- Accounts · 1,087 to 1,151Mar 28, 2023 to Mar 15, 2024
- Advisory employees · 3 to 5Mar 28, 2023 to Mar 15, 2024
- Corporate clients · 7 to 6Mar 28, 2023 to Mar 15, 2024
- HNW clients · 190 to 220Mar 28, 2023 to Mar 15, 2024
- Individual clients · 156 to 155Mar 28, 2023 to Mar 15, 2024
- Assets in custody · $202M to $364MMar 28, 2023 to Mar 15, 2024
- Employees · 6 to 7Mar 28, 2023 to Mar 15, 2024
- State-registered IARs · 3 to 5Mar 28, 2023 to Mar 15, 2024
- Discretionary RAUM · $722M to $918MMar 28, 2023 to Mar 15, 2024
- HNW RAUM · $637M to $831MMar 28, 2023 to Mar 15, 2024
- Individual RAUM · $58.4M to $54.7MMar 28, 2023 to Mar 15, 2024
- RAUM · $722M to $918MMar 28, 2023 to Mar 15, 2024
- Accounts · 1,050 to 1,087Jul 26, 2022 to Mar 28, 2023
- Advisory employees · 4 to 3Jul 26, 2022 to Mar 28, 2023
- HNW clients · 188 to 190Jul 26, 2022 to Mar 28, 2023
Signals
4 dated events
- Lucas Kirk Wandell left Mattern Capital Management, Llc for Rfg Advisory, Llc (registered 2025-09-08)Jul 15, 2025 · Advisor changed firm · fact
- Mattern Capital Management, Llc reported RAUM $918.0M, up 27% from $722.4M (2023-03-28 to 2024-03-15)Mar 15, 2024 · RAUM change · derived
- Mattern Capital Management, Llc reported RAUM $733.2M, up 27% from $577.9M (2021-11-30 to 2022-03-22)Mar 22, 2022 · RAUM change · derived
- Mattern Capital Management, Llc filed its initial SEC registration (Form ADV)Nov 30, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/matterncapitalmanagementreportedpublic record, Form ADV, Sep 17, 2026
- Website
- matterncapital.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 720-710-2934reportedpublic record, Form ADV, Jul 29, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $134Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026