DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Hohimer Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Baljit Kaur Gill | UBS Financial Services Inc. wirehouse | Hohimer Wealth Management, LLC independent RIA | Wirehouse to independent RIA | Sep 29, 2025 | Jul 14, 2026 (288 d) |
| Philip Duane Tom | RBC Capital Markets, LLC national BD | Hohimer Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 10, 2025 | Jul 18, 2025 |
| Jennifer R Weaver | RBC Capital Markets, LLC national BD | Hohimer Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 7, 2025 | Jul 8, 2025 |
| Larry Lars Knudsen | Hightower Advisors, LLC BD affiliated | Hohimer Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 21, 2024 | Mar 10, 2025 (354 d) |
| Kyle Christian Balcos | Hightower Advisors, LLC BD affiliated | Hohimer Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 19, 2023 | Aug 21, 2023 (33 d) |
| Jon Fredrick Murdock | Edward Jones national BD | Hohimer Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 25, 2022 | May 6, 2022 |
| Bryan Eric Abdelnoor | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Hohimer Wealth Management, LLC independent RIA | Wirehouse to independent RIA | Mar 7, 2022 | Mar 15, 2022 |
| Erick Alexander Aguayo | Merriman independent RIA | Hohimer Wealth Management, LLC independent RIA | RIA to RIA | Jan 4, 2021 | Jan 12, 2021 |
| David Henry Hohimer | Wells Fargo Advisors wirehouse | Hohimer Wealth Management, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Apr 24, 2019 | Apr 25, 2019 |
| Patrick Thomas Conklin | Wells Fargo Advisors wirehouse | Hohimer Wealth Management, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Apr 24, 2019 | Apr 17, 2019 |
| Thomas Adam Braile | Wells Fargo Advisors wirehouse | Hohimer Wealth Management, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Apr 18, 2019 | Apr 17, 2019 |
| David John Simpson | Wells Fargo Advisors wirehouse | Hohimer Wealth Management, LLC independent RIA | Wirehouse to independent RIA | Apr 18, 2019 | Nov 22, 2023 (1679 d) |
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12 moves match.