DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Kaufman Rossin Wealth, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Maria Elizabeth Lacasa | Ifb Wealth Management LLC other | Kaufman Rossin Wealth, LLC independent RIA | Other | Oct 18, 2024 | May 1, 2025 (195 d) |
| Ashlea Heather Ayer | Truist Advisory Services, Inc. BD affiliated | Kaufman Rossin Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 10, 2023 | Sep 19, 2024 (345 d) |
| Michael Joseph Cantero | Seaview Investment Managers LLC asset manager | Kaufman Rossin Wealth, LLC independent RIA | Other | Mar 2, 2023 | Jul 21, 2023 (141 d) |
| David Allen Liska | J.P. Morgan Securities LLC wirehouse | Kaufman Rossin Wealth, LLC independent RIA | Wirehouse to independent RIA | Jan 3, 2020 | Nov 5, 2020 (307 d) |
| Charles Bennett Sachs | Creative Planning other | Kaufman Rossin Wealth, LLC independent RIA | Other | Dec 14, 2016 | May 23, 2019 (890 d) |
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5 moves match.