DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Williams Jones Wealth Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Patrick Michael KennyUBS Financial Services Inc. wirehouseWilliams Jones Wealth Management, LLC independent RIAWirehouse to independent RIAJul 29, 2025Aug 8, 2025
Evan Michael BinderLongwave Financial LLC state registeredWilliams Jones Wealth Management, LLC independent RIAOtherDec 10, 2024Jun 17, 2025 (189 d)
Timothy Robert GeorgenFisher Investments independent RIAWilliams Jones Wealth Management, LLC independent RIARIA to RIAFeb 5, 2024Mar 19, 2024 (43 d)
Franco Giovanni AgapitoColumbia Management Investment Advisers, LLC asset managerWilliams Jones Wealth Management, LLC independent RIAOtherJan 6, 2024Oct 7, 2025 (640 d)
John Brooks ReeceFisher Investments independent RIAWilliams Jones Wealth Management, LLC independent RIARIA to RIAAug 22, 2023Sep 19, 2023
David Evan GoldbergerCaptrust institutionalWilliams Jones Wealth Management, LLC independent RIAOtherMay 24, 2022Jun 27, 2022 (34 d)
Nancy Lee KokoljWilliams, Jones & Associates, LLC independent RIAWilliams Jones Wealth Management, LLC independent RIARIA to RIAAug 23, 2019Sep 5, 2019
Thomas Haskell MaccowattWilliams, Jones & Associates, LLC independent RIAWilliams Jones Wealth Management, LLC independent RIARIA to RIAAug 23, 2019Jan 1, 2025 (1958 d)
William Pickering Jones, Jr.Williams, Jones & Associates, LLC independent RIAWilliams Jones Wealth Management, LLC independent RIARIA to RIAAug 23, 2019Aug 23, 2019
David Allan RosenfeldWilliams, Jones & Associates, LLC independent RIAWilliams Jones Wealth Management, LLC independent RIARIA to RIAAug 23, 2019Jan 10, 2020 (140 d)
Kyle Joseph EagerHightower Advisors, LLC BD affiliatedWilliams Jones Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 7, 2018Aug 18, 2021 (985 d)
Joseph Bergamo GhioWilliam O'Neil + Company no RAUMWilliams Jones Wealth Management, LLC independent RIAOtherOct 2, 2017May 9, 2021 (1315 d)
Barbara Ann TarmyNeuberger Berman Bd LLC otherWilliams Jones Wealth Management, LLC independent RIAOtherMay 8, 2012May 9, 2021 (3288 d)
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13 moves match.