DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Veracity Capital LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Niko Stone Puritz | Fidelity Personal And Workplace Advisors BD affiliated | Veracity Capital LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 6, 2025 | Feb 7, 2025 (32 d) |
| Charles Allen Crowley | Mercer Global Advisors Inc. independent RIA | Veracity Capital LLC independent RIA | RIA to RIA | Sep 24, 2021 | Sep 9, 2021 |
| Christina Nichole Mumpower | Wealth Enhancement Advisory Services, LLC BD affiliated | Veracity Capital LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 3, 2021 | Jun 15, 2021 (43 d) |
| Jennifer Ford Deloach | Wealth Enhancement Advisory Services, LLC BD affiliated | Veracity Capital LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 9, 2020 | Jun 26, 2020 |
| Clayton Lee Liscom | F3logic, LLC independent RIA | Veracity Capital LLC independent RIA | RIA to RIA | Dec 10, 2019 | Sep 24, 2019 |
| Harry Ronald Shamlian | F3logic, LLC independent RIA | Veracity Capital LLC independent RIA | RIA to RIA | Dec 10, 2019 | Jun 15, 2021 (553 d) |
| Kevin Scott Gray | F3logic, LLC independent RIA | Veracity Capital LLC no RAUM | RIA to a newly registered adviser | Dec 10, 2019 | Jul 16, 2019 |
| John David Rogers | F3logic, LLC independent RIA | Veracity Capital LLC no RAUM | RIA to a newly registered adviser | Dec 10, 2019 | Jul 25, 2019 |
| Matthew Grant Harwell | F3logic, LLC independent RIA | Veracity Capital LLC no RAUM | RIA to a newly registered adviser | Dec 10, 2019 | Jul 24, 2019 |
| Michael Jonathan Mess | F3logic, LLC independent RIA | Veracity Capital LLC independent RIA | RIA to RIA | Dec 10, 2019 | Dec 20, 2021 (741 d) |
| Benjamin Hodgkins Matzell | F3logic, LLC independent RIA | Veracity Capital LLC no RAUM | RIA to a newly registered adviser | Dec 10, 2019 | Jul 24, 2019 |
| Michael Collopy | F3logic, LLC independent RIA | Veracity Capital LLC independent RIA | RIA to RIA | Dec 10, 2019 | Nov 15, 2021 (706 d) |
| John Arthur Rinker | F3logic, LLC independent RIA | Veracity Capital LLC no RAUM | RIA to a newly registered adviser | Dec 10, 2019 | Jul 25, 2019 |
| Kevin Michael Boutwell | F3logic, LLC independent RIA | Veracity Capital LLC no RAUM | RIA to a newly registered adviser | Dec 10, 2019 | Jul 25, 2019 |
| Joby Brae Raymond | Blue Horse Financial unclassified | Veracity Capital LLC independent RIA | Other | Feb 10, 2017 | May 28, 2020 (1203 d) |
Page 1 of 1
15 moves match.