DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Empower Wealth Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
John SolymanValic Financial Advisors, Inc. BD affiliatedEmpower Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIASep 19, 2025Oct 2, 2025
Henry George LandeIntegra Global Advisors LLC independent RIAEmpower Wealth Management independent RIARIA to RIASep 18, 2025Oct 1, 2025
William Robson TippsCharles Schwab & Co., Inc. national BDEmpower Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIADec 13, 2023Jul 16, 2026 (946 d)
Joseph W JeffersEdward Jones national BDEmpower Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAOct 3, 2022Oct 4, 2022
Philip Donato CapriottiFoundations Investment Advisors LLC independent RIAEmpower Wealth Management no RAUMRIA to a newly registered adviserJul 26, 2021Nov 13, 2020
Philip Donato CapriottiFoundations Investment Advisors LLC independent RIAEmpower Wealth Management no RAUMRIA to a newly registered adviserJul 26, 2021Nov 13, 2020
Lisa Ann CapriottiLPL Financial LLC otherEmpower Wealth Management independent RIAOtherDec 21, 2016Aug 27, 2026 (3536 d)
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7 moves match.