DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at The Wealth Alliance, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Tyler E. GeorgeStrategic Advisers LLC national BDThe Wealth Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 11, 2026Sep 4, 2026
Hanna M SheppardMorgan Stanley wirehouseThe Wealth Alliance, LLC independent RIAWirehouse to independent RIAMay 28, 2025Jun 20, 2025
Matthew Phillip ThomsonCharles Schwab & Co., Inc. national BDThe Wealth Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 27, 2024Jun 20, 2025 (358 d)
Seth Lawrence CohanCommonwealth Financial Network national BDThe Wealth Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 20, 2022Apr 20, 2022
Adam Spencer DitonNew York Life Investment Management LLC asset managerThe Wealth Alliance, LLC independent RIAOtherJan 27, 2022Jun 8, 2022 (132 d)
Shawn Edward KlotscheEquitable Advisors, LLC national BDThe Wealth Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 10, 2019Aug 31, 2021 (721 d)
Eric Andrew DitonMorgan Stanley wirehouseThe Wealth Alliance, LLC independent RIAWirehouse to independent RIAAug 26, 2019Jan 2, 2020 (129 d)
Paul Clifford CamhiMorgan Stanley wirehouseThe Wealth Alliance, LLC independent RIAWirehouse to independent RIADec 31, 2013Aug 26, 2021 (2795 d)
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8 moves match.