DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Main Street Financial Solutions, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Morris Francis LicciardelloValley Financial Group independent RIAMain Street Financial Solutions, LLC independent RIARIA to RIAJun 18, 2026Jun 15, 2026
Matt J GorenFarther independent RIAMain Street Financial Solutions, LLC independent RIARIA to RIAJan 20, 2026Feb 6, 2026
Branden Russell SacksMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMain Street Financial Solutions, LLC independent RIAWirehouse to independent RIAAug 14, 2025Aug 13, 2025
Erik Paul KalfusLPL Financial LLC BD affiliatedMain Street Financial Solutions, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 17, 2025Aug 11, 2025
Voltaire Cristian EscalonaArsenal Capital Advisors LLC no RAUMMain Street Financial Solutions, LLC independent RIAOtherNov 21, 2024Sep 27, 2024
William Keenan KishWells Fargo Advisors wirehouseMain Street Financial Solutions, LLC independent RIAWirehouse to independent RIAOct 3, 2024Sep 27, 2024
Lawrence William CummingsRBC Capital Markets, LLC national BDMain Street Financial Solutions, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 15, 2024Mar 1, 2024
Clifford G. WangRBC Capital Markets, LLC national BDMain Street Financial Solutions, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 15, 2024Mar 1, 2024
Mark Anthony GombitaMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMain Street Financial Solutions, LLC independent RIAWirehouse to independent RIAJan 16, 2024Jan 12, 2024
Francis Timothy LapowskyMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMain Street Financial Solutions, LLC independent RIAWirehouse to independent RIAJan 16, 2024Jan 12, 2024
William J Cuthbertson IIFaithward Advisors, LLC independent RIAMain Street Financial Solutions, LLC independent RIARIA to RIADec 15, 2023Dec 18, 2023
Jason Wayne BirdwellOsaic Wealth, Inc. BD affiliatedMain Street Financial Solutions, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 3, 2023Jan 11, 2024 (69 d)
Colin Michael MoorsAmerican Portfolios Advisors, Inc BD affiliatedMain Street Financial Solutions, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 19, 2023Jul 30, 2023
Thomas Edward DurkinUBS Financial Services Inc. wirehouseMain Street Financial Solutions, LLC independent RIAWirehouse to independent RIAJul 10, 2023Feb 28, 2024 (233 d)
Franklin B ChambersMorgan Stanley wirehouseMain Street Financial Solutions, LLC independent RIAWirehouse to independent RIAJan 6, 2023Feb 21, 2023 (46 d)
Matthew J LittleMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMain Street Financial Solutions, LLC independent RIAWirehouse to independent RIAApr 26, 2022Apr 22, 2022
Robert W EblingMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMain Street Financial Solutions, LLC independent RIAWirehouse to independent RIAApr 26, 2022Apr 22, 2022
Susan MinnierMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMain Street Financial Solutions, LLC independent RIAWirehouse to independent RIAApr 26, 2022Oct 11, 2022 (168 d)
John P HammackMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMain Street Financial Solutions, LLC independent RIAWirehouse to independent RIAJan 31, 2022Jan 28, 2022
William DoughertyHartford Funds asset managerMain Street Financial Solutions, LLC independent RIAOtherJul 28, 2021Aug 9, 2021
Ernest Michael CsakMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMain Street Financial Solutions, LLC independent RIAWirehouse to independent RIAJun 21, 2021Jul 11, 2021
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21 moves match.