DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Secfi Advisory Limited

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Eric M ThompsonCerity Partners LLC independent RIASecfi Advisory Limited otherOtherJan 3, 2025Jan 15, 2025
Michael Lavere AllredFacet independent RIASecfi Advisory Limited otherOtherMay 13, 2024Jun 4, 2024
Brett Peter WysopalBrooklyn Fi, LLC independent RIASecfi Advisory Limited asset managerOtherJul 20, 2023Aug 4, 2023
Victoria E FergusonOrigin Investment Advisory LLC independent RIASecfi Advisory Limited asset managerOtherDec 12, 2022Feb 28, 2023 (78 d)
Christopher Alan ArnoldPlancorp, LLC independent RIASecfi Advisory Limited asset managerOtherFeb 11, 2022Jul 21, 2022 (160 d)
Emiliano Rios CabanM1 Advisory no RAUMSecfi Advisory Limited asset managerOtherSep 11, 2020Jul 21, 2022 (678 d)
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6 moves match.