DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Audent Global Asset Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jonathan Daniel CaprilliLido independent RIAAudent Global Asset Management, LLC independent RIARIA to RIAJan 14, 2026Feb 6, 2026
Daniel Barrett HennigHalo Investment Services, LLC otherAudent Global Asset Management, LLC independent RIAOtherApr 17, 2024Oct 22, 2024 (188 d)
Van Michael SchepersMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAudent Global Asset Management, LLC independent RIAWirehouse to independent RIAMar 25, 2024Nov 6, 2024 (226 d)
Ajeya KukrejaPark Avenue Securities LLC BD affiliatedAudent Global Asset Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 23, 2021Feb 12, 2021
Paul Loren FeinsteinPrivate Advisor Group, LLC independent RIAAudent Global Asset Management, LLC no RAUMRIA to a newly registered adviserSep 1, 2020Aug 18, 2020
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5 moves match.