DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Berger Financial Group

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Gabriel Michael ChaseMcadam LLC independent RIABerger Financial Group independent RIARIA to RIAMar 12, 2026Mar 2, 2026
Todd ErnstCetera Investment Advisers LLC BD affiliatedBerger Financial Group independent RIAAffiliated broker-dealer or bank to independent RIADec 5, 2025Jan 5, 2026 (31 d)
Matthew Chad HoekstraCetera Investment Advisers LLC BD affiliatedBerger Financial Group independent RIAAffiliated broker-dealer or bank to independent RIADec 3, 2025Dec 10, 2025
Roland Andrew GarlandTransamerica Retirement Advisors, LLC BD affiliatedBerger Financial Group independent RIAAffiliated broker-dealer or bank to independent RIADec 2, 2025Dec 9, 2025
William Brian WixonWixon Advisors, Inc. independent RIABerger Financial Group independent RIARIA to RIADec 31, 2024Nov 13, 2024
Andrew Jonathan WixonWixon Advisors, Inc. independent RIABerger Financial Group independent RIARIA to RIADec 31, 2024Oct 11, 2024
Michael James ToayEden Prairie Capital Management And Consulting LLC unclassifiedBerger Financial Group independent RIAOtherDec 17, 2024Jul 11, 2024
Steven Michael KlaneKlane Wealth Management, LLC otherBerger Financial Group independent RIAOtherDec 11, 2024Oct 24, 2024
Carter James MorrissetteBoulay Wealth independent RIABerger Financial Group independent RIARIA to RIANov 4, 2024Oct 4, 2024
Richard Lee StoneRobert Gordon & Associates Inc independent RIABerger Financial Group independent RIARIA to RIAFeb 7, 2024Jan 24, 2024
Nicholas Robert GordonRobert Gordon & Associates Inc independent RIABerger Financial Group independent RIARIA to RIAFeb 7, 2024Feb 4, 2024
Paul Vincent KlingesHarvest Asset Group, LLC independent RIABerger Financial Group independent RIARIA to RIADec 31, 2023Aug 29, 2023
Adam Jared BjorklundAmeriprise Financial Services, LLC national BDBerger Financial Group independent RIAAffiliated broker-dealer or bank to independent RIAFeb 3, 2023Feb 14, 2023
Dale Lawrence TondrykTondryk Wealth Management, LLC unclassifiedBerger Financial Group independent RIAOtherOct 3, 2022Nov 14, 2023 (407 d)
Eric KautzmanBalefire, LLC independent RIABerger Financial Group independent RIARIA to RIAJul 6, 2022Aug 8, 2022 (33 d)
Matthew Jacob GibbsLPL Financial LLC independent RIABerger Financial Group independent RIARIA to RIAApr 28, 2022May 6, 2022
Rebecca White FettermanM. Kraus & Company independent RIABerger Financial Group independent RIARIA to RIAJan 21, 2022Feb 11, 2022
Nicholas A AlbertCambridge Investment Research Advisors, Inc. BD affiliatedBerger Financial Group independent RIAAffiliated broker-dealer or bank to independent RIANov 5, 2021Nov 30, 2021
Troy RayMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBerger Financial Group independent RIAWirehouse to independent RIAAug 24, 2021Oct 22, 2021 (59 d)
Lisa Cherie GreelyIndependent Financial Group, LLC independent RIABerger Financial Group independent RIARIA to RIAFeb 8, 2021Apr 9, 2021 (60 d)
Rebecca Lynn LantzerIndependent Financial Group, LLC independent RIABerger Financial Group independent RIARIA to RIAFeb 8, 2021Feb 22, 2021
Robert Stephen SmrekarCambridge Investment Research Advisors, Inc. BD affiliatedBerger Financial Group no RAUMAffiliated broker-dealer or bank to a newly registered adviserAug 28, 2020Jul 31, 2020
Blaine Micah ConklinCambridge Investment Research Advisors, Inc. BD affiliatedBerger Financial Group no RAUMAffiliated broker-dealer or bank to a newly registered adviserAug 28, 2020Jul 31, 2020
Nicholas Robert AsmusCambridge Investment Research Advisors, Inc. BD affiliatedBerger Financial Group no RAUMAffiliated broker-dealer or bank to a newly registered adviserAug 28, 2020Jul 31, 2020
Mark Allen BergerCambridge Investment Research Advisors, Inc. BD affiliatedBerger Financial Group no RAUMAffiliated broker-dealer or bank to a newly registered adviserAug 28, 2020Jul 31, 2020
Angela Marie EricksonCambridge Investment Research Advisors, Inc. BD affiliatedBerger Financial Group no RAUMAffiliated broker-dealer or bank to a newly registered adviserAug 28, 2020Jul 31, 2020
April Therease BortschellerCambridge Investment Research Advisors, Inc. BD affiliatedBerger Financial Group independent RIAAffiliated broker-dealer or bank to independent RIAAug 28, 2020Nov 5, 2025 (1895 d)
Christine Michelle ThomasCambridge Investment Research Advisors, Inc. BD affiliatedBerger Financial Group no RAUMAffiliated broker-dealer or bank to a newly registered adviserAug 28, 2020Jul 31, 2020
Seth Wilfred WagnerCambridge Investment Research Advisors, Inc. BD affiliatedBerger Financial Group no RAUMAffiliated broker-dealer or bank to a newly registered adviserAug 28, 2020Jul 31, 2020
Krista MaseraCambridge Investment Research Advisors, Inc. BD affiliatedBerger Financial Group independent RIAAffiliated broker-dealer or bank to independent RIAAug 28, 2020Feb 17, 2021 (173 d)
Amy Elizabeth Fracaro-ChoateCambridge Investment Research Advisors, Inc. BD affiliatedBerger Financial Group no RAUMAffiliated broker-dealer or bank to a newly registered adviserAug 26, 2020Jul 31, 2020
Kim Harold LillehaugCambridge Investment Research Advisors, Inc. BD affiliatedBerger Financial Group no RAUMAffiliated broker-dealer or bank to a newly registered adviserAug 26, 2020Jul 31, 2020
Kristi Lyn SanzCambridge Investment Research Advisors, Inc. BD affiliatedBerger Financial Group no RAUMAffiliated broker-dealer or bank to a newly registered adviserAug 26, 2020Aug 4, 2020
Anthony Harold ReynoldsCambridge Investment Research Advisors, Inc. BD affiliatedBerger Financial Group independent RIAAffiliated broker-dealer or bank to independent RIAAug 26, 2020Aug 8, 2022 (712 d)
Lucas Charles AugerCambridge Investment Research Advisors, Inc. BD affiliatedBerger Financial Group independent RIAAffiliated broker-dealer or bank to independent RIAAug 26, 2020Oct 20, 2022 (785 d)
Larry Allen BergerCambridge Investment Research Advisors, Inc. BD affiliatedBerger Financial Group no RAUMAffiliated broker-dealer or bank to a newly registered adviserAug 24, 2020Jul 31, 2020
Morgan Anne PadgetJ.P. Morgan Securities LLC wirehouseBerger Financial Group independent RIAWirehouse to independent RIAJun 17, 2019Feb 2, 2024 (1691 d)
Anne M SchwabTransamerica Financial Advisors, LLC otherBerger Financial Group independent RIAOtherDec 31, 2003Sep 26, 2022 (6844 d)
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38 moves match.