DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Dipaolo Financial Group, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Alexander Joseph Hunt | Amc Wealth Management, LLC state registered | Dipaolo Financial Group, Inc. independent RIA | Other | Jul 28, 2023 | Aug 11, 2023 |
| Jonathan Keith Britt | Fisher Investments independent RIA | Dipaolo Financial Group, Inc. independent RIA | RIA to RIA | Apr 27, 2021 | Jun 17, 2021 (51 d) |
| Joseph Lauria Dipaolo | J. W. Cole Advisors, Inc. independent RIA | Dipaolo Financial Group, Inc. independent RIA | RIA to RIA | Sep 25, 2020 | Aug 27, 2020 |
| Nicole Ann Mitela | Morgan Stanley wirehouse | Dipaolo Financial Group, Inc. independent RIA | Wirehouse to independent RIA | Aug 17, 2020 | Nov 24, 2020 (99 d) |
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4 moves match.