DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Scs
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jacob Montano | Edward Jones national BD | Scs independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 5, 2026 | May 12, 2026 (68 d) |
| Eileen Chun | Edward Jones national BD | Scs independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 6, 2025 | Jan 20, 2026 (45 d) |
| Richard Alan Hultquist | Assuredpartners Investment Advisors mixed wealth | Scs independent RIA | RIA to RIA | Nov 7, 2025 | Oct 13, 2025 |
| Justin Carl Sandstrom | Equitable Advisors, LLC national BD | Scs independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 18, 2025 | Nov 25, 2025 (68 d) |
| Jonathan Burns Muench | Alera Investment Advisors, LLC mixed wealth | Scs independent RIA | RIA to RIA | Jan 9, 2025 | Jan 22, 2025 |
| Brendan Michael Sullivan | Parcion Private Wealth LLC independent RIA | Scs independent RIA | RIA to RIA | Dec 18, 2024 | Sep 25, 2025 (281 d) |
| Kevin Cheng-Yun Chen | Parcion Private Wealth LLC independent RIA | Scs independent RIA | RIA to RIA | Nov 13, 2024 | Feb 24, 2025 (103 d) |
| Michael Robert Grimme | Park + Elm Investment Advisers state registered | Scs independent RIA | Other | Sep 26, 2024 | May 1, 2024 |
| Steven William Brace | Financial Advocates Investment Management independent RIA | Scs independent RIA | RIA to RIA | Oct 3, 2022 | Aug 9, 2022 |
| Keith Donald Swanson | Osaic Wealth, Inc. BD affiliated | Scs independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 4, 2021 | Oct 31, 2022 (361 d) |
| Brian Scott Hegstad | Pathstone independent RIA | Scs independent RIA | RIA to RIA | Sep 2, 2021 | Jul 20, 2022 (321 d) |
| Aaron Hare | Cetera Investment Advisers LLC BD affiliated | Scs independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 30, 2021 | Apr 7, 2021 |
| Corey James Dallas | LPL Financial LLC BD affiliated | Scs no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 17, 2021 | Dec 2, 2020 |
| Matthew David Krows | Kestra Advisory Services, LLC BD affiliated | Scs independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 21, 2020 | Jan 11, 2022 (539 d) |
| Hunter James Gietzen | Voya Financial Advisors, Inc. BD affiliated | Scs no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 28, 2019 | Dec 2, 2020 (643 d) |
| Marvel Tyrone Morgan | Kms Financial Services, Inc other | Scs no RAUM | Other | Apr 25, 2017 | Dec 3, 2020 (1318 d) |
| Kristal Anne Mcmahan | Signator Financial Services, Inc. other | Scs no RAUM | Other | Feb 6, 2014 | Dec 2, 2020 (2491 d) |
| Lee James Whittles | Northwestern Mutual Investment Services,LLC other | Scs no RAUM | Other | Feb 28, 2013 | Dec 3, 2020 (2835 d) |
| Jeffrey John Hensler | Advisory Resource Group, LLC unclassified | Scs no RAUM | Other | Jul 5, 2005 | Dec 2, 2020 (5629 d) |
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19 moves match.