DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Ica Group Wealth Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Guy Lamar JamesLPL Financial LLC BD affiliatedIca Group Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 24, 2026Sep 7, 2022
Freeman JamesLPL Financial LLC BD affiliatedIca Group Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 24, 2026Sep 7, 2022
Paul J GundersonLPL Financial LLC BD affiliatedIca Group Wealth Management, LLC no RAUMOtherSep 12, 2024Jun 14, 2021
Matthew SamsonPrincipal Securities, Inc. BD affiliatedIca Group Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 29, 2023Jun 30, 2023
Justin Wesley BatesSwan Global Investments, LLC mixed wealthIca Group Wealth Management, LLC independent RIARIA to RIADec 23, 2021Jan 10, 2022
Andrew Thomas MaynerichLPL Financial LLC BD affiliatedIca Group Wealth Management, LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserOct 27, 2021Aug 4, 2021
Nicholas Edward HussHuss Financial, LLC unclassifiedIca Group Wealth Management, LLC independent RIAOtherDec 31, 2020Nov 30, 2021 (334 d)
Kelly Lynn BaumanCetera Advisors LLC BD affiliatedIca Group Wealth Management, LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserJul 2, 2018Jun 11, 2021 (1075 d)
Karla Jill BrownInvestment Centers Of America, Inc. otherIca Group Wealth Management, LLC no RAUMOtherDec 6, 2017Mar 15, 2021 (1195 d)
Randy Allen SchmidtInvestment Centers Of America, Inc. otherIca Group Wealth Management, LLC independent RIAOtherDec 6, 2017Oct 29, 2021 (1423 d)
Christopher James SiversonInvestment Centers Of America, Inc. otherIca Group Wealth Management, LLC independent RIAOtherDec 6, 2017Dec 13, 2021 (1468 d)
Alissa L AxfordInvestment Centers Of America, Inc. otherIca Group Wealth Management, LLC independent RIAOtherDec 5, 2017Feb 17, 2022 (1535 d)
Shawn William DunniganInvestment Centers Of America, Inc. otherIca Group Wealth Management, LLC independent RIAOtherNov 29, 2017Mar 30, 2022 (1582 d)
John Richard BerryInvestment Centers Of America, Inc. otherIca Group Wealth Management, LLC no RAUMOtherNov 29, 2017Jul 21, 2021 (1330 d)
Jonathan Robert DonnawayInvestment Centers Of America, Inc. otherIca Group Wealth Management, LLC independent RIAOtherNov 29, 2017Mar 30, 2022 (1582 d)
Laura Beth WatsonInvestment Centers Of America, Inc. otherIca Group Wealth Management, LLC no RAUMOtherNov 29, 2017Jul 21, 2021 (1330 d)
Jeremy Shane WillsonInvestment Centers Of America, Inc. otherIca Group Wealth Management, LLC independent RIAOtherNov 29, 2017Apr 14, 2022 (1597 d)
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17 moves match.