DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Retirement Planning Solutions, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Lawrence Wells CarterWells Fargo Advisors wirehouseRetirement Planning Solutions, LLC independent RIAWirehouse to independent RIADec 20, 2023Jan 8, 2024
Bryce Howard LanhamLegacy Advisory Services unclassifiedRetirement Planning Solutions, LLC independent RIAOtherJan 6, 2023Jul 12, 2022
Michael George BattagliaLegacy Advisory Services unclassifiedRetirement Planning Solutions, LLC independent RIAOtherJan 6, 2023Aug 3, 2022
Peter James GaughanRaymond James & Associates, Inc. national BDRetirement Planning Solutions, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 28, 2022May 23, 2022
Marc Andre NoonanMagnate Advisory Services, LLC independent RIARetirement Planning Solutions, LLC independent RIARIA to RIAMay 18, 2021May 19, 2021
Michael Jerome EllisonMagnate Advisory Services, LLC independent RIARetirement Planning Solutions, LLC no RAUMRIA to a newly registered adviserApr 29, 2021Mar 1, 2021
John Carroll HutchinsMagnate Advisory Services, LLC independent RIARetirement Planning Solutions, LLC no RAUMRIA to a newly registered adviserApr 29, 2021Mar 1, 2021
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7 moves match.