DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Discipline Wealth Solutions, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kevin James Smith | Osaic Wealth, Inc. BD affiliated | Discipline Wealth Solutions, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 27, 2026 | Jan 23, 2026 |
| Marc Stephen Becker | Efficient Advisors independent RIA | Discipline Wealth Solutions, Inc. independent RIA | RIA to RIA | Sep 2, 2025 | Jun 13, 2025 |
| Elizabeth Hutton Milardo | Commonwealth Financial Network national BD | Discipline Wealth Solutions, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 29, 2025 | Sep 15, 2025 |
| Bart Francis Dichiaro | Cpr Investments Inc independent RIA | Discipline Wealth Solutions, Inc. independent RIA | RIA to RIA | Feb 3, 2025 | Feb 4, 2025 |
| Ernest Paul Rispoli | Cpr Investments Inc independent RIA | Discipline Wealth Solutions, Inc. independent RIA | RIA to RIA | Oct 30, 2024 | Oct 28, 2024 |
| Renee Lynn Cuchetti | Cpr Investments Inc independent RIA | Discipline Wealth Solutions, Inc. independent RIA | RIA to RIA | Oct 24, 2024 | Oct 21, 2024 |
| David Wayne Ficarra | Cpr Investments Inc independent RIA | Discipline Wealth Solutions, Inc. independent RIA | RIA to RIA | Oct 24, 2024 | Oct 22, 2024 |
| Rodney Au Yeung | Cpr Investments Inc independent RIA | Discipline Wealth Solutions, Inc. independent RIA | RIA to RIA | Oct 24, 2024 | Jul 10, 2025 (259 d) |
| George Wesley Johnson | Cpr Investments Inc independent RIA | Discipline Wealth Solutions, Inc. independent RIA | RIA to RIA | Oct 24, 2024 | Jan 1, 2025 (69 d) |
| Bryan R Byrd | Cpr Investments Inc independent RIA | Discipline Wealth Solutions, Inc. independent RIA | RIA to RIA | Oct 24, 2024 | Oct 22, 2024 |
| Orlando Ismael Luna | Cpr Investments Inc independent RIA | Discipline Wealth Solutions, Inc. independent RIA | RIA to RIA | Aug 23, 2024 | Aug 26, 2024 |
| Jason Lee Young | Cpr Investments Inc independent RIA | Discipline Wealth Solutions, Inc. independent RIA | RIA to RIA | Aug 23, 2024 | Aug 23, 2024 |
| William Joseph Joslyn | Cpr Investments Inc independent RIA | Discipline Wealth Solutions, Inc. independent RIA | RIA to RIA | Aug 23, 2024 | Aug 26, 2024 |
| Joseph W Petry | Cpr Investments Inc independent RIA | Discipline Wealth Solutions, Inc. independent RIA | RIA to RIA | Jul 30, 2024 | Aug 2, 2024 |
| Brooks Eugene Stahlnecker | Alphastar Capital Management independent RIA | Discipline Wealth Solutions, Inc. independent RIA | RIA to RIA | Jul 5, 2024 | Apr 29, 2024 |
| James Alan Studer | Financial Wings, LLC unclassified | Discipline Wealth Solutions, Inc. independent RIA | Other | May 8, 2024 | Mar 18, 2024 |
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16 moves match.