DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Tradewinds, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Austin Bradford Moore | Captrust institutional | Tradewinds, LLC independent RIA | Other | Aug 17, 2026 | Sep 11, 2026 |
| Emma Isabelle Schneider | Morgan Stanley wirehouse | Tradewinds, LLC independent RIA | Wirehouse to independent RIA | Mar 5, 2026 | Mar 8, 2026 |
| Ralston Turner | Morgan Stanley wirehouse | Tradewinds, LLC independent RIA | Wirehouse to independent RIA | Jan 6, 2026 | Jan 5, 2026 |
| Todd William Shand | Wells Fargo Advisors wirehouse | Tradewinds, LLC independent RIA | Wirehouse to independent RIA | Jun 17, 2024 | May 16, 2024 |
| James Edward Bowie | Fidelity Personal And Workplace Advisors BD affiliated | Tradewinds, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 3, 2024 | Aug 20, 2024 (78 d) |
| Miller Brunson Hoffman | Vanguard Advisers, Inc. BD affiliated | Tradewinds, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 3, 2022 | May 2, 2022 |
| Stephen Miles Ross | Wells Fargo Advisors wirehouse | Tradewinds, LLC independent RIA | Wirehouse to independent RIA | Jan 26, 2022 | Feb 4, 2022 |
| Martin Mcconnico Boney | Wells Fargo Advisors wirehouse | Tradewinds, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jan 26, 2022 | Jan 10, 2022 |
| Tracey Lynn Nobles | Wells Fargo Advisors wirehouse | Tradewinds, LLC independent RIA | Wirehouse to independent RIA | Jan 26, 2022 | Feb 4, 2022 |
| Timothy M. Whitney | Wells Fargo Advisors wirehouse | Tradewinds, LLC independent RIA | Wirehouse to independent RIA | Jan 26, 2022 | Feb 4, 2022 |
| Stephanie Ross Williams | Wells Fargo Advisors wirehouse | Tradewinds, LLC independent RIA | Wirehouse to independent RIA | Jan 26, 2022 | Feb 4, 2022 |
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11 moves match.