DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Proverbi Capital Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Drew Willliam Pelton | Kovack Advisors, Inc. BD affiliated | Proverbi Capital Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 11, 2026 | Mar 11, 2026 |
| Eric J Lutton | Sound Income Strategies, LLC independent RIA | Proverbi Capital Advisors, LLC state registered | RIA to a state-registered adviser | Feb 19, 2026 | Mar 16, 2026 |
| Andrea Lynn Hall | Ae Wealth Management, LLC independent RIA | Proverbi Capital Advisors, LLC state registered | RIA to a state-registered adviser | May 15, 2024 | Aug 5, 2025 (447 d) |
Page 1 of 1
3 moves match.