DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Family Financial
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Charlotte Anne Morgan | Creative Planning independent RIA | Family Financial independent RIA | RIA to RIA | Nov 20, 2025 | Aug 19, 2026 (272 d) |
| William Ehrbar | J.P. Morgan Securities LLC wirehouse | Family Financial independent RIA | Wirehouse to independent RIA | Nov 8, 2023 | Nov 26, 2024 (384 d) |
| Nicholas Connor Prigitano | Milestone Financial Planning, LLC independent RIA | Family Financial independent RIA | RIA to RIA | Mar 16, 2023 | Sep 13, 2023 (181 d) |
| Joshua Darrin Mudse | Running Point Capital Advisors LLC independent RIA | Family Financial no RAUM | RIA to a newly registered adviser | Aug 3, 2022 | Mar 21, 2022 |
| Tammy Anne Trenta | Running Point Capital Advisors LLC independent RIA | Family Financial independent RIA | RIA to RIA | Jan 3, 2022 | Dec 9, 2022 (340 d) |
Page 1 of 1
5 moves match.