DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Vertex Partners
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Scott Andrew Sandee | Oxford Financial Group, Ltd independent RIA | Vertex Partners independent RIA | RIA to RIA | Jan 13, 2023 | Jan 18, 2023 |
| Michael David Bellis | Highpoint Planning Partners independent RIA | Vertex Partners no RAUM | RIA to a newly registered adviser | Apr 29, 2022 | Mar 31, 2022 |
| Steven Paul Franzen | Highpoint Planning Partners independent RIA | Vertex Partners independent RIA | RIA to RIA | Apr 29, 2022 | Jun 1, 2022 (33 d) |
| Gregory Paul Benner | Highpoint Planning Partners independent RIA | Vertex Partners no RAUM | RIA to a newly registered adviser | Apr 29, 2022 | Mar 21, 2022 |
| Christopher Charles Huston | Highpoint Planning Partners independent RIA | Vertex Partners no RAUM | RIA to a newly registered adviser | Apr 29, 2022 | Mar 31, 2022 |
| Julie Ann Hupp | Highpoint Planning Partners independent RIA | Vertex Partners independent RIA | RIA to RIA | Apr 29, 2022 | May 13, 2022 |
| Tammy Talya Billadeau | Highpoint Planning Partners independent RIA | Vertex Partners no RAUM | RIA to a newly registered adviser | Apr 29, 2022 | Mar 31, 2022 |
| Justin John Dagostino | Highpoint Planning Partners independent RIA | Vertex Partners no RAUM | RIA to a newly registered adviser | Apr 29, 2022 | Mar 31, 2022 |
| Cynthia J Mittlestaedt | Highpoint Planning Partners independent RIA | Vertex Partners no RAUM | RIA to a newly registered adviser | Apr 29, 2022 | Mar 31, 2022 |
| Peter Matthew Babilla | Morgan Stanley wirehouse | Vertex Partners independent RIA | Wirehouse to independent RIA | Jan 25, 2019 | Dec 16, 2022 (1421 d) |
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10 moves match.