DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Mosley Wealth Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Samantha Diane Morton | Wells Fargo Advisors wirehouse | Mosley Wealth Management, Inc. independent RIA | Wirehouse to independent RIA | Mar 16, 2026 | Apr 21, 2026 (36 d) |
| Andrew Douglas Laurin | Park Avenue Securities LLC BD affiliated | Mosley Wealth Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 5, 2026 | Apr 21, 2026 (47 d) |
| Christopher Blake Radford | Ae Wealth Management, LLC BD affiliated | Mosley Wealth Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 16, 2025 | Jul 8, 2025 |
| Nicholas Antonio Rivera | First Command Advisory Services BD affiliated | Mosley Wealth Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 1, 2025 | Mar 7, 2025 |
| Aaron Lucas Wirohusodo | Pruco Securities, LLC BD affiliated | Mosley Wealth Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 21, 2024 | Oct 16, 2024 (56 d) |
| Ryan Michael Tice | Pruco Securities, LLC BD affiliated | Mosley Wealth Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 4, 2024 | Jan 26, 2024 |
| Joshua Nicholas Dalafu | Trilogy Capital, Inc. independent RIA | Mosley Wealth Management, Inc. independent RIA | RIA to RIA | Mar 23, 2023 | Apr 13, 2023 |
| Cayden Norton | Wells Fargo Advisors wirehouse | Mosley Wealth Management, Inc. independent RIA | Wirehouse to independent RIA | Jan 25, 2023 | Feb 7, 2023 |
| Felton Thomas Mosley | Ae Wealth Management, LLC BD affiliated | Mosley Wealth Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 2, 2022 | Apr 29, 2022 |
| Charles Sheridan | Ae Wealth Management, LLC BD affiliated | Mosley Wealth Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 2, 2022 | Apr 29, 2022 |
| Travis Bradford Hawley | Ae Wealth Management, LLC BD affiliated | Mosley Wealth Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 2, 2022 | Apr 29, 2022 |
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11 moves match.