DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Armstrong Advisory Group Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| William Kurtz O'Connor | LPL Enterprise, LLC BD affiliated | Armstrong Advisory Group Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 11, 2025 | Dec 10, 2025 |
| Matthew Ryan Sczurek | New England Capital Financial Advisors LLC independent RIA | Armstrong Advisory Group Inc. independent RIA | RIA to RIA | Mar 31, 2023 | Aug 2, 2023 (124 d) |
| Michael Sargent Armstrong | Securities America Advisors, Inc. BD affiliated | Armstrong Advisory Group Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 3, 2022 | May 3, 2022 |
| Mark Stuart Schaffer | Securities America Advisors, Inc. BD affiliated | Armstrong Advisory Group Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 2, 2022 | May 3, 2022 |
| Lisa Faith Vaillancourt | Securities America Advisors, Inc. BD affiliated | Armstrong Advisory Group Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 2, 2022 | Apr 28, 2022 |
| Brendan Kevin Hayes | Securities America Advisors, Inc. BD affiliated | Armstrong Advisory Group Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 1, 2022 | May 3, 2022 |
| Scott Everett Wilson | Securities America Advisors, Inc. BD affiliated | Armstrong Advisory Group Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 1, 2022 | Apr 29, 2022 |
| Susan Dawn Powers | Securities America Advisors, Inc. BD affiliated | Armstrong Advisory Group Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 1, 2022 | Apr 28, 2022 |
| Charles Zodda | Securities America Advisors, Inc. BD affiliated | Armstrong Advisory Group Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 1, 2022 | May 3, 2022 |
| Paul Michael Lane | Securities America Advisors, Inc. BD affiliated | Armstrong Advisory Group Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 1, 2022 | May 3, 2022 |
| Andrew Rudolph Haff | Securities America Advisors, Inc. BD affiliated | Armstrong Advisory Group Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 1, 2022 | Apr 28, 2022 |
| Leonid Berline | B. Riley Wealth Advisors, Inc. BD affiliated | Armstrong Advisory Group Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 10, 2022 | Apr 28, 2022 (77 d) |
| Marc Alan Fandetti | Morgan Stanley wirehouse | Armstrong Advisory Group Inc. no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Oct 17, 2017 | May 16, 2022 (1672 d) |
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13 moves match.