DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Cogent Private Wealth

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Daniel QuartararoZenith Advisory Group, LLC independent RIACogent Private Wealth independent RIARIA to RIAAug 25, 2025Sep 26, 2025 (32 d)
Lanita Lynn WheetleySynergy Investment Management LLC independent RIACogent Private Wealth independent RIARIA to RIAJan 17, 2025Dec 12, 2024
Derek Justin CollinsCharles Schwab & Co., Inc. national BDCogent Private Wealth independent RIAAffiliated broker-dealer or bank to independent RIAJul 31, 2023Mar 26, 2024 (239 d)
Kevin Michael MayoCnl Educational Institute, LLC no RAUMCogent Private Wealth independent RIAOtherJun 23, 2023Apr 18, 2025 (665 d)
Bradley R LacorePathstone independent RIACogent Private Wealth independent RIARIA to RIASep 20, 2022Oct 8, 2025 (1114 d)
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5 moves match.