DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Syon Capital LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Andrew Richard Rumbelow | Fisher Investments independent RIA | Syon Capital LLC independent RIA | RIA to RIA | Mar 5, 2026 | Jun 10, 2026 (97 d) |
| Christine Jane Han | Alliancebernstein L.P. asset manager | Syon Capital LLC independent RIA | Other | Jun 30, 2025 | Aug 18, 2025 (49 d) |
| Ashish Jitendra Shah | Evoke Advisors independent RIA | Syon Capital LLC independent RIA | RIA to RIA | Apr 22, 2024 | Apr 22, 2024 |
| Peter Wade Lowden | Composition Wealth, LLC independent RIA | Syon Capital LLC independent RIA | RIA to RIA | Jan 26, 2024 | Apr 18, 2024 (83 d) |
| Megan S Mulloy | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Syon Capital LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 16, 2024 | Jan 9, 2025 (359 d) |
| Bernardino Ortiz | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Syon Capital LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Sep 21, 2022 | Oct 6, 2022 |
| Ashu Chopra | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Syon Capital LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Sep 20, 2022 | Sep 16, 2022 |
| Michelle Benicta | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Syon Capital LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Sep 20, 2022 | Oct 6, 2022 |
| Sien Chen | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Syon Capital LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | May 3, 2022 | Sep 16, 2022 (136 d) |
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9 moves match.