DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Rsg Investments LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Gaven Lee Pinkley | LPL Financial LLC BD affiliated | Rsg Investments LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 15, 2026 | Sep 8, 2026 |
| Douglas C Miller | Market Investment Group, LLC independent RIA | Rsg Investments LLC independent RIA | RIA to RIA | May 21, 2026 | Aug 20, 2026 (91 d) |
| Jason A Lewis | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rsg Investments LLC independent RIA | Wirehouse to independent RIA | Feb 4, 2025 | Jan 29, 2025 |
| Dylan Michael Pollock | American Century Investments Private Client Group, Inc. BD affiliated | Rsg Investments LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 22, 2024 | Oct 6, 2025 (502 d) |
| Samuel Kristoffer Bass | Ae Wealth Management, LLC BD affiliated | Rsg Investments LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 5, 2023 | Jan 24, 2023 |
| Kristy Lynn Eller | Ae Wealth Management, LLC BD affiliated | Rsg Investments LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 5, 2023 | Feb 23, 2023 |
| Alan Eugene Becker | Ae Wealth Management, LLC BD affiliated | Rsg Investments LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 5, 2023 | Jan 24, 2023 |
| Scott Michael Sheldon | Ae Wealth Management, LLC BD affiliated | Rsg Investments LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 5, 2023 | Jan 11, 2023 |
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8 moves match.