DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Second Line Capital, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kamran MahmoodJ.P. Morgan Securities LLC wirehouseSecond Line Capital, LLC independent RIAWirehouse to independent RIAMar 18, 2026Mar 25, 2026
Dakota P TaylorCambridge Investment Research Advisors, Inc. BD affiliatedSecond Line Capital, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 16, 2026Mar 16, 2026
Bryant Charles MageeCetera Investment Advisers LLC BD affiliatedSecond Line Capital, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 3, 2025Apr 2, 2025
Joseph Houston CombestTriton Financial Group, Inc independent RIASecond Line Capital, LLC independent RIARIA to RIAJan 7, 2025Jan 2, 2025
Justin Thaddeus RangerAmeriprise Financial Services, LLC national BDSecond Line Capital, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 15, 2024Mar 4, 2024
Justin Blake ArchoteEdward Jones national BDSecond Line Capital, LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserSep 11, 2023Sep 1, 2023
Bryan Gerald MussoAdvisor Resource Council independent RIASecond Line Capital, LLC no RAUMRIA to a newly registered adviserJun 16, 2023Jun 19, 2023
Brentson Sanford BowlinAdvisor Resource Council independent RIASecond Line Capital, LLC no RAUMRIA to a newly registered adviserMay 31, 2023Jun 2, 2023
John BordelonAdvisor Resource Council independent RIASecond Line Capital, LLC no RAUMRIA to a newly registered adviserMay 31, 2023May 18, 2023
Robert Valliant BrownAdvisor Resource Council independent RIASecond Line Capital, LLC no RAUMRIA to a newly registered adviserMay 18, 2023May 18, 2023
Alden Gerard HagardornAdvisor Resource Council independent RIASecond Line Capital, LLC no RAUMRIA to a newly registered adviserMay 18, 2023May 22, 2023
Stephen Brennan BrowneAdvisor Resource Council independent RIASecond Line Capital, LLC no RAUMRIA to a newly registered adviserMay 18, 2023May 18, 2023
P David SolimanAdvisor Resource Council independent RIASecond Line Capital, LLC no RAUMRIA to a newly registered adviserMay 18, 2023May 18, 2023
Daniel M AbrahamAdvisor Resource Council independent RIASecond Line Capital, LLC no RAUMRIA to a newly registered adviserMay 18, 2023May 22, 2023
Timothy Kent AubinAdvisor Resource Council independent RIASecond Line Capital, LLC no RAUMRIA to a newly registered adviserMay 18, 2023May 18, 2023
Jason A DuplantisAdvisor Resource Council independent RIASecond Line Capital, LLC no RAUMRIA to a newly registered adviserMay 18, 2023May 18, 2023
Jaron Blake MillerAdvisor Resource Council independent RIASecond Line Capital, LLC no RAUMRIA to a newly registered adviserMay 18, 2023May 18, 2023
Andrea Anne RomeroAdvisor Resource Council independent RIASecond Line Capital, LLC no RAUMRIA to a newly registered adviserMay 18, 2023May 18, 2023
Connor Hunt DuplessisAdvisor Resource Council independent RIASecond Line Capital, LLC no RAUMRIA to a newly registered adviserMay 18, 2023May 18, 2023
John Ronald AtchleyAdvisor Resource Council independent RIASecond Line Capital, LLC no RAUMRIA to a newly registered adviserMay 18, 2023Jun 19, 2023 (32 d)
Paige Leigh St. MartinLPL Financial LLC BD affiliatedSecond Line Capital, LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserOct 7, 2020May 18, 2023 (953 d)
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21 moves match.