DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Sapient Capital LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Dylan Jacob Hamerin | Fi3 Financial Advisors, LLC independent RIA | Sapient Capital LLC independent RIA | RIA to RIA | Jun 26, 2026 | Jul 23, 2026 |
| Lynn King | Morgan Stanley wirehouse | Sapient Capital LLC independent RIA | Wirehouse to independent RIA | Apr 7, 2026 | Apr 17, 2026 |
| Sarah H White | J.P. Morgan Securities LLC wirehouse | Sapient Capital LLC independent RIA | Wirehouse to independent RIA | Jan 2, 2026 | Jan 14, 2026 |
| Joshua Mandelbaum | J.P. Morgan Securities LLC wirehouse | Sapient Capital LLC independent RIA | Wirehouse to independent RIA | Nov 17, 2025 | Nov 17, 2025 |
| David James Larado | UBS Financial Services Inc. wirehouse | Sapient Capital LLC independent RIA | Wirehouse to independent RIA | Aug 14, 2025 | Aug 19, 2025 |
| Elizabeth Bauer Chand | Morgan Stanley wirehouse | Sapient Capital LLC independent RIA | Wirehouse to independent RIA | Mar 13, 2025 | Mar 25, 2025 |
| Christy Gayl Matzen | Northstar Investment Advisory LLC no RAUM | Sapient Capital LLC independent RIA | Other | Jul 29, 2024 | Aug 6, 2024 |
| William Braden Kopp | Oxbow Advisors, LLC independent RIA | Sapient Capital LLC independent RIA | RIA to RIA | Jul 19, 2023 | Sep 11, 2023 (54 d) |
| Alexandra Rose Stimpson | Morgan Stanley wirehouse | Sapient Capital LLC independent RIA | Wirehouse to independent RIA | Jun 13, 2023 | Aug 3, 2023 (51 d) |
| Terry Paul Leffew | Stifel, Nicolaus & Company, Incorporated national BD | Sapient Capital LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 17, 2023 | Apr 13, 2023 |
| Thomas James Pence | Stifel, Nicolaus & Company, Incorporated national BD | Sapient Capital LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 17, 2023 | Feb 17, 2023 |
| Christopher Dale Gaddis | Stifel, Nicolaus & Company, Incorporated national BD | Sapient Capital LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 17, 2023 | Apr 13, 2023 |
| Ronald Andrew Leblanc | Stifel, Nicolaus & Company, Incorporated national BD | Sapient Capital LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 17, 2023 | Mar 23, 2023 |
| Jamie B Ratner Rich | Stifel, Nicolaus & Company, Incorporated national BD | Sapient Capital LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 17, 2023 | Feb 17, 2023 |
| Eduardo Michael Aguirre | Stifel, Nicolaus & Company, Incorporated national BD | Sapient Capital LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 17, 2023 | Feb 17, 2023 |
| Joshua Shneyderov | Stifel, Nicolaus & Company, Incorporated national BD | Sapient Capital LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 17, 2023 | Apr 12, 2023 |
| Michael James Hall | Stifel, Nicolaus & Company, Incorporated national BD | Sapient Capital LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 17, 2023 | Feb 17, 2023 |
| Patrick J O'Marro | Stifel, Nicolaus & Company, Incorporated national BD | Sapient Capital LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 17, 2023 | Feb 17, 2023 |
| Kathleen Murphy O'Marro | Stifel, Nicolaus & Company, Incorporated national BD | Sapient Capital LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 17, 2023 | Jul 18, 2024 (489 d) |
| Timothy W Jansen | Stifel, Nicolaus & Company, Incorporated national BD | Sapient Capital LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 17, 2023 | Feb 17, 2023 |
| Connor Paul Kucera | Stifel, Nicolaus & Company, Incorporated national BD | Sapient Capital LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 17, 2023 | Feb 17, 2023 |
| Thomas Christopher Knipp | Stifel, Nicolaus & Company, Incorporated national BD | Sapient Capital LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 17, 2023 | Nov 10, 2023 (238 d) |
| James Albert Rooney | Corient Capital Partners, LLC independent RIA | Sapient Capital LLC independent RIA | RIA to RIA | Jan 17, 2023 | Dec 16, 2024 (699 d) |
| Jeffrey Scott Cohen | Knall/Cohen Investments, LLC unclassified | Sapient Capital LLC no RAUM | Other | Dec 23, 2008 | Feb 21, 2023 (5173 d) |
| James Mclaughlin Knall | Knall/Cohen Investments, LLC unclassified | Sapient Capital LLC no RAUM | Other | Dec 23, 2008 | Feb 21, 2023 (5173 d) |
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25 moves match.