DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Sage, Rutty & Co., Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Gina M Griffo | Parks Capital independent RIA | Sage, Rutty & Co., Inc. independent RIA | RIA to RIA | Dec 2, 2025 | Sep 8, 2025 |
| Nicolas M Spinelli | Morgan Stanley wirehouse | Sage, Rutty & Co., Inc. independent RIA | Wirehouse to independent RIA | Jul 14, 2025 | Oct 29, 2025 (107 d) |
| Matthew Webster | Equitable Advisors, LLC national BD | Sage, Rutty & Co., Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 28, 2025 | Jul 29, 2025 (123 d) |
| Andrew Lansing Schuler | Manning & Napier Advisors, LLC mixed wealth | Sage, Rutty & Co., Inc. independent RIA | RIA to RIA | Dec 31, 2024 | Jan 15, 2025 |
| Donna M Malucci | Morgan Stanley wirehouse | Sage, Rutty & Co., Inc. independent RIA | Wirehouse to independent RIA | Apr 5, 2024 | Jun 17, 2024 (73 d) |
| Matthew Baker | LPL Financial LLC BD affiliated | Sage, Rutty & Co., Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 12, 2023 | Jan 2, 2024 |
| Joshua David Slish | Brighton Securities Corp. independent RIA | Sage, Rutty & Co., Inc. independent RIA | RIA to RIA | Sep 29, 2023 | Sep 29, 2023 |
| Patrick Stewart Cicchetti | Brighton Securities Corp. independent RIA | Sage, Rutty & Co., Inc. independent RIA | RIA to RIA | Sep 29, 2023 | Sep 29, 2023 |
| Joseph Cerqua | Elmwood Income Partners LLC unclassified | Sage, Rutty & Co., Inc. independent RIA | Other | Apr 6, 2023 | Sep 11, 2024 (524 d) |
| Dustin Lee Baker | Cooper/Haims Advisors, LLC independent RIA | Sage, Rutty & Co., Inc. independent RIA | RIA to RIA | Nov 30, 2022 | Jul 15, 2026 (1323 d) |
| Joseph Stephen Parks | Ameriprise Financial Services, LLC national BD | Sage, Rutty & Co., Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 28, 2022 | Mar 8, 2022 |
| Kimberly M Schulwitz | Wells Fargo Advisors wirehouse | Sage, Rutty & Co., Inc. independent RIA | Wirehouse to independent RIA | Sep 21, 2021 | Sep 21, 2021 |
| Brendan Ercole | Sei Investments Management Corp asset manager | Sage, Rutty & Co., Inc. independent RIA | Other | Jul 30, 2019 | Aug 7, 2019 |
| Brennan Richard Redmond | Brighton Securities Corp. other | Sage, Rutty & Co., Inc. other | Other | Jun 20, 2017 | Jun 26, 2017 |
| Colin J Young | Equitable Advisors, LLC national BD | Sage, Rutty & Co., Inc. other | Other | Aug 31, 2015 | Sep 8, 2015 |
| Craig David Gingerich | Manning & Napier Advisors, LLC other | Sage, Rutty & Co., Inc. other | Other | Aug 13, 2014 | Aug 18, 2014 |
| Joseph J Nacca | Wells Fargo Advisors wirehouse | Sage, Rutty & Co., Inc. other | Other | Sep 2, 2004 | Mar 20, 2009 (1660 d) |
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17 moves match.