DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Tribridge Partners Financial LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
David Michael MorrisMML Investors Services, LLC BD affiliatedTribridge Partners Financial LLC no RAUMOtherJun 9, 2025May 17, 2024
Brian Gregory LizziMML Investors Services, LLC BD affiliatedTribridge Partners Financial LLC no RAUMOtherJun 9, 2025May 17, 2024
John C MorrisMML Investors Services, LLC BD affiliatedTribridge Partners Financial LLC no RAUMOtherJun 9, 2025May 17, 2024
Christopher Michael SchneiderMML Investors Services, LLC BD affiliatedTribridge Partners Financial LLC no RAUMOtherJun 9, 2025May 17, 2024
Michael James McgowenPrincipal Securities, Inc. BD affiliatedTribridge Partners Financial LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserJul 15, 2024Oct 7, 2024 (84 d)
Jason Lee DittoMML Investors Services, LLC BD affiliatedTribridge Partners Financial LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserJun 14, 2024May 17, 2024
Tacy R PaulTruist Advisory Services, Inc. BD affiliatedTribridge Partners Financial LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserOct 10, 2023May 17, 2024 (220 d)
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7 moves match.