DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Gc Wealth Management Ria, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Richard Y Chan | J.P. Morgan Securities LLC wirehouse | Gc Wealth Management Ria, LLC independent RIA | Wirehouse to independent RIA | Jan 29, 2026 | Feb 24, 2026 |
| Christopher James Wolfe | Pennington Partners & Co., LLC independent RIA | Gc Wealth Management Ria, LLC independent RIA | RIA to RIA | Nov 24, 2025 | Dec 19, 2025 |
| Brian Stephen Leman | J.P. Morgan Securities LLC wirehouse | Gc Wealth Management Ria, LLC independent RIA | Wirehouse to independent RIA | Jul 9, 2025 | Jul 9, 2025 |
| Ketan Desai | J.P. Morgan Securities LLC wirehouse | Gc Wealth Management Ria, LLC independent RIA | Wirehouse to independent RIA | May 22, 2025 | Mar 11, 2026 (293 d) |
| Alexandra Rueb | J.P. Morgan Securities LLC wirehouse | Gc Wealth Management Ria, LLC independent RIA | Wirehouse to independent RIA | May 22, 2025 | May 25, 2025 |
| Cearull Jack Horgan | J.P. Morgan Securities LLC wirehouse | Gc Wealth Management Ria, LLC independent RIA | Wirehouse to independent RIA | May 22, 2025 | May 25, 2025 |
| Nicholas Lee | J.P. Morgan Securities LLC wirehouse | Gc Wealth Management Ria, LLC independent RIA | Wirehouse to independent RIA | May 22, 2025 | May 22, 2025 |
| Riley Yang | J.P. Morgan Securities LLC wirehouse | Gc Wealth Management Ria, LLC independent RIA | Wirehouse to independent RIA | May 22, 2025 | May 25, 2025 |
| Rohan Munsif | J.P. Morgan Securities LLC wirehouse | Gc Wealth Management Ria, LLC independent RIA | Wirehouse to independent RIA | May 22, 2025 | May 22, 2025 |
| Sotiria Basia Sgouros | J.P. Morgan Securities LLC wirehouse | Gc Wealth Management Ria, LLC independent RIA | Wirehouse to independent RIA | May 22, 2025 | May 21, 2025 |
| Jeremy Parsels | J.P. Morgan Securities LLC wirehouse | Gc Wealth Management Ria, LLC independent RIA | Wirehouse to independent RIA | May 22, 2025 | May 27, 2025 |
| Laura Chase | J.P. Morgan Securities LLC wirehouse | Gc Wealth Management Ria, LLC independent RIA | Wirehouse to independent RIA | May 22, 2025 | May 21, 2025 |
| Jonathan Hartley | J.P. Morgan Securities LLC wirehouse | Gc Wealth Management Ria, LLC independent RIA | Wirehouse to independent RIA | May 22, 2025 | May 25, 2025 |
| Lemuel Bourne | J.P. Morgan Securities LLC wirehouse | Gc Wealth Management Ria, LLC independent RIA | Wirehouse to independent RIA | May 22, 2025 | May 22, 2025 |
| Sarah Joshi | J.P. Morgan Securities LLC wirehouse | Gc Wealth Management Ria, LLC independent RIA | Wirehouse to independent RIA | May 22, 2025 | May 22, 2025 |
| Scott Lachlan Lee | J.P. Morgan Securities LLC wirehouse | Gc Wealth Management Ria, LLC independent RIA | Wirehouse to independent RIA | May 22, 2025 | May 22, 2025 |
| Arif Ahmed | J.P. Morgan Securities LLC wirehouse | Gc Wealth Management Ria, LLC independent RIA | Wirehouse to independent RIA | May 16, 2025 | May 20, 2025 |
| Linda K Mauzy | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Gc Wealth Management Ria, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 7, 2024 | Jan 19, 2024 |
| Nichole Eileen Heidrick | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Gc Wealth Management Ria, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 7, 2024 | Feb 8, 2024 |
| Leigh Flor | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Gc Wealth Management Ria, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 7, 2024 | Jan 19, 2024 |
| Kim-Tieng Tear Baron | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Gc Wealth Management Ria, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 22, 2024 | Jan 19, 2024 |
| Yin Chung Huang | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Gc Wealth Management Ria, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 22, 2024 | Jan 19, 2024 |
| William A Grinnell | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Gc Wealth Management Ria, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 2, 2023 | May 23, 2024 (203 d) |
| Michael Ken Kato | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Gc Wealth Management Ria, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 9, 2023 | Nov 16, 2023 (38 d) |
| Richard Todd Will | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Gc Wealth Management Ria, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 4, 2023 | Sep 29, 2023 |
| James Michael Gersack | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Gc Wealth Management Ria, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 2, 2023 | Sep 29, 2023 |
| James Wightman Wilcox | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Gc Wealth Management Ria, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 2, 2023 | Oct 29, 2023 |
| Darin M Souza | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Gc Wealth Management Ria, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 2, 2023 | Oct 12, 2023 |
| Joseph James Mathews | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Gc Wealth Management Ria, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 2, 2023 | Oct 4, 2023 |
| Christine Michelle Vasquez | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Gc Wealth Management Ria, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 2, 2023 | Sep 29, 2023 |
| Abigail Rose Lee | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Gc Wealth Management Ria, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 2, 2023 | Oct 4, 2023 |
| Chelsea Nichole Toledo | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Gc Wealth Management Ria, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 2, 2023 | Sep 29, 2023 |
| David Steven Breslin | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Gc Wealth Management Ria, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 19, 2023 | Sep 29, 2023 (133 d) |
| John Brian Carew | Wells Fargo Advisors wirehouse | Gc Wealth Management Ria, LLC independent RIA | Wirehouse to independent RIA | Mar 30, 2020 | Jun 3, 2024 (1526 d) |
Page 1 of 1
34 moves match.