DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Richmond Investment Services LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mark Benjamin Konrardy | LPL Financial LLC BD affiliated | Richmond Investment Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 31, 2025 | Sep 30, 2025 (61 d) |
| Brittany L Loeffelholz | LPL Financial LLC BD affiliated | Richmond Investment Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 19, 2025 | Aug 29, 2025 (163 d) |
| Courtney M Krogstad | Robert W. Baird & Co. Incorporated mixed wealth | Richmond Investment Services LLC no RAUM | RIA to a newly registered adviser | Jan 19, 2021 | May 21, 2024 (1218 d) |
| Gregg Alan Shaffer | Morgan Stanley wirehouse | Richmond Investment Services LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Oct 2, 2020 | May 21, 2024 (1327 d) |
| Kelley Ann Donovan | Global Retirement Partners LLC other | Richmond Investment Services LLC no RAUM | Other | Dec 14, 2017 | May 30, 2024 (2359 d) |
| Marcus John Mrugala | Edward Jones national BD | Richmond Investment Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 7, 2017 | Jul 9, 2024 (2528 d) |
| William Ryan Gray | Robert W. Baird & Co. Incorporated other | Richmond Investment Services LLC independent RIA | Other | Sep 12, 2012 | Jun 18, 2024 (4297 d) |
| Peggy Ellen Boris | Wells Fargo Advisors wirehouse | Richmond Investment Services LLC independent RIA | Wirehouse to independent RIA | Dec 13, 2010 | Jun 14, 2024 (4932 d) |
| Matthew Riley Richmond | Chase Investment Services Corp. other | Richmond Investment Services LLC independent RIA | Other | Feb 16, 2007 | Jun 12, 2024 (6326 d) |
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9 moves match.