DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Legacy Edge Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Collin Roy Church GloverAdvice And Planning Services BD affiliatedLegacy Edge Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJun 5, 2026Jun 26, 2026
Jarrod John SleppyAdvice And Planning Services BD affiliatedLegacy Edge Advisors independent RIAAffiliated broker-dealer or bank to independent RIAMay 11, 2026Jun 26, 2026 (46 d)
Lutelles Lindley WhiteAdvice And Planning Services BD affiliatedLegacy Edge Advisors independent RIAAffiliated broker-dealer or bank to independent RIAMay 11, 2026Jun 17, 2026 (37 d)
Karen Randy FillerAdvice And Planning Services BD affiliatedLegacy Edge Advisors independent RIAAffiliated broker-dealer or bank to independent RIAMay 6, 2025Jun 5, 2025
Carlos Alberto PrinceMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseLegacy Edge Advisors independent RIAWirehouse to independent RIAMay 5, 2025May 12, 2025
Kenneth David DenicoloAdvice And Planning Services BD affiliatedLegacy Edge Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJun 17, 2024Jul 23, 2024 (36 d)
Charles Russell HawesAdvice And Planning Services BD affiliatedLegacy Edge Advisors independent RIAAffiliated broker-dealer or bank to independent RIAMay 29, 2024Jun 24, 2024
Timothy John SommerThe Capital Group Investment Advisory Services, LLC otherLegacy Edge Advisors independent RIAOtherMay 1, 2024Jan 18, 2025 (262 d)
Robert Paul MarronaroWealthshield Partners, LLC independent RIALegacy Edge Advisors no RAUMRIA to a newly registered adviserNov 1, 2023Nov 1, 2023
Theresa Ann BilelloNewedge Advisors BD affiliatedLegacy Edge Advisors no RAUMAffiliated broker-dealer or bank to a newly registered adviserNov 1, 2023Nov 1, 2023
Robert Francis RomNewedge Advisors BD affiliatedLegacy Edge Advisors no RAUMAffiliated broker-dealer or bank to a newly registered adviserNov 1, 2023Nov 1, 2023
Scott Jason IsraelNewedge Advisors BD affiliatedLegacy Edge Advisors no RAUMAffiliated broker-dealer or bank to a newly registered adviserNov 1, 2023Nov 1, 2023
Hui Yao Kelly LinWealthshield Partners, LLC independent RIALegacy Edge Advisors no RAUMRIA to a newly registered adviserNov 1, 2023Nov 1, 2023
Timothy Olin UrieWealthshield Partners, LLC independent RIALegacy Edge Advisors independent RIARIA to RIANov 1, 2023Jan 1, 2026 (792 d)
Jason Sean KassNewedge Advisors BD affiliatedLegacy Edge Advisors no RAUMAffiliated broker-dealer or bank to a newly registered adviserNov 1, 2023Nov 2, 2023
Nicola Saverio PatulloWealthshield Partners, LLC independent RIALegacy Edge Advisors no RAUMRIA to a newly registered adviserNov 1, 2023Nov 1, 2023
Kevin Marshall BrooksWealthshield Partners, LLC independent RIALegacy Edge Advisors no RAUMRIA to a newly registered adviserNov 1, 2023Nov 1, 2023
Barry Howard GladsteinWealthshield Partners, LLC independent RIALegacy Edge Advisors no RAUMRIA to a newly registered adviserNov 1, 2023Nov 1, 2023
Anca GarciaWealthshield Partners, LLC independent RIALegacy Edge Advisors no RAUMRIA to a newly registered adviserNov 1, 2023Nov 8, 2023
Page 1 of 1
19 moves match.