DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Purefi Wealth, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| George T Ferrel | First Citizens Investor Services, Inc. BD affiliated | Purefi Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 20, 2025 | Nov 4, 2025 |
| Timothy Richard Jones | UBS Financial Services Inc. wirehouse | Purefi Wealth, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Mar 21, 2024 | Feb 20, 2024 |
| William Allen Nichols | Wells Fargo Advisors wirehouse | Purefi Wealth, LLC independent RIA | Wirehouse to independent RIA | Jan 30, 2024 | Apr 22, 2024 (83 d) |
| Sandy Michael Galuppo | Svb Wealth BD affiliated | Purefi Wealth, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 4, 2023 | Dec 6, 2023 |
| Charles Brady Corkery | Morgan Stanley wirehouse | Purefi Wealth, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Sep 29, 2023 | Nov 15, 2023 (47 d) |
| Christopher Barry Roy | Svb Wealth independent RIA | Purefi Wealth, LLC independent RIA | RIA to RIA | Jun 25, 2019 | Feb 19, 2026 (2431 d) |
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6 moves match.