DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Avise Financial

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Amy Tori MariettaDorsey Wealth Management, LLC state registeredAvise Financial independent RIAOtherAug 4, 2026Aug 17, 2026
Claire ThorntonApella Wealth independent RIAAvise Financial independent RIARIA to RIAJan 30, 2026Jan 2, 2026
Theresa Marie PablosWealth Enhancement Advisory Services, LLC BD affiliatedAvise Financial independent RIAAffiliated broker-dealer or bank to independent RIAOct 13, 2025Oct 14, 2025
Leighann Rose MikoEqualis Financial unclassifiedAvise Financial independent RIAOtherJan 24, 2025Nov 21, 2023
Katrina Strelow SoelterEqualis Financial unclassifiedAvise Financial independent RIAOtherJan 24, 2025Aug 13, 2024
Uziel GomezEqualis Financial unclassifiedAvise Financial independent RIAOtherJan 23, 2025Jan 9, 2025
Julian TrevesCreative Financial Designs, Inc. BD affiliatedAvise Financial independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2024Jan 24, 2025
David TassoneKaye Capital Management independent RIAAvise Financial independent RIARIA to RIAJan 4, 2024Jan 2, 2024
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8 moves match.