DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Relation Wealth Management, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Scott A SchechingerTowers Watson Investment Services, Inc. institutionalRelation Wealth Management, Inc. mixed wealthOtherJun 11, 2026Apr 24, 2026
Matthew A StalloneMorgan Stanley wirehouseRelation Wealth Management, Inc. mixed wealthWirehouse to independent RIAApr 17, 2026May 6, 2026
Melissa Arnell ThompsonKestra Advisory Services, LLC BD affiliatedRelation Wealth Management, Inc. no RAUMAffiliated broker-dealer or bank to a newly registered adviserJul 3, 2024Jul 1, 2024
Timothy John EllsworthKestra Advisory Services, LLC BD affiliatedRelation Wealth Management, Inc. no RAUMAffiliated broker-dealer or bank to a newly registered adviserJul 1, 2024Jul 2, 2024
Robert Paul MarcouxKestra Advisory Services, LLC BD affiliatedRelation Wealth Management, Inc. no RAUMAffiliated broker-dealer or bank to a newly registered adviserJul 1, 2024Jul 1, 2024
Whitney Shane BlockerKestra Advisory Services, LLC BD affiliatedRelation Wealth Management, Inc. no RAUMAffiliated broker-dealer or bank to a newly registered adviserJul 1, 2024Jul 1, 2024
Michael Alan AlfredLPL Financial LLC independent RIARelation Wealth Management, Inc. mixed wealthRIA to RIADec 22, 2022Jul 21, 2025 (942 d)
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7 moves match.