DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Oakworth Asset Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Barron Belvin Akins | J.P. Morgan Securities LLC wirehouse | Oakworth Asset Management, LLC independent RIA | Wirehouse to independent RIA | Jan 12, 2026 | Feb 16, 2026 (35 d) |
| Ashley Summers Tabb | 1919 Investment Counsel, LLC independent RIA | Oakworth Asset Management, LLC no RAUM | RIA to a newly registered adviser | Jul 28, 2025 | Jul 1, 2025 |
| Cooper Lee Brown | Rockefeller Capital Management BD affiliated | Oakworth Asset Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 7, 2024 | May 14, 2026 (645 d) |
| Scott Robinson | J.P. Morgan Securities LLC wirehouse | Oakworth Asset Management, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jun 15, 2024 | Jul 3, 2025 (383 d) |
| Tracy Hope Harlow | Stonex Advisors Inc. BD affiliated | Oakworth Asset Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 12, 2024 | May 14, 2026 (701 d) |
| William Alexander | Stifel, Nicolaus & Company, Incorporated national BD | Oakworth Asset Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 29, 2024 | Jul 1, 2025 (398 d) |
| Tyler Cofield Busby | Concourse Financial Group Advisors BD affiliated | Oakworth Asset Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 28, 2023 | Jul 1, 2025 (581 d) |
| Robert Charles Maund | Bison Wealth, LLC independent RIA | Oakworth Asset Management, LLC no RAUM | RIA to a newly registered adviser | Feb 1, 2022 | Jul 1, 2025 (1246 d) |
| Sara Jean Mildred Veatch | Truist Advisory Services, Inc. BD affiliated | Oakworth Asset Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 2, 2020 | Jul 3, 2025 (1827 d) |
| William Mcdowell Frasier | Concourse Financial Group Advisors BD affiliated | Oakworth Asset Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 23, 2019 | Jul 1, 2025 (2139 d) |
| John Byrd Norris | Regions Investment Management, Inc. other | Oakworth Asset Management, LLC no RAUM | Other | Oct 31, 2018 | Jul 1, 2025 (2435 d) |
| David Patrick Mcgrath | Regions Investment Management, Inc. other | Oakworth Asset Management, LLC no RAUM | Other | Feb 26, 2016 | Jul 3, 2025 (3415 d) |
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12 moves match.