DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Asset One Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Thomas Alan Hoffman | Rba Wealth Management, LLC independent RIA | Asset One Wealth Management, LLC independent RIA | RIA to RIA | Mar 30, 2026 | Apr 22, 2026 |
| Brian Lewis Yates | Pittsburgh Financial Planners, Inc. independent RIA | Asset One Wealth Management, LLC independent RIA | RIA to RIA | Mar 17, 2026 | Apr 3, 2026 |
| Stephen George Bierker | Pittsburgh Financial Planners, Inc. independent RIA | Asset One Wealth Management, LLC independent RIA | RIA to RIA | Mar 17, 2026 | Apr 3, 2026 |
| Rafael J. Yurk | Pittsburgh Financial Planners, Inc. independent RIA | Asset One Wealth Management, LLC independent RIA | RIA to RIA | Mar 17, 2026 | Apr 3, 2026 |
| James Andrew Ferrin | LPL Financial LLC BD affiliated | Asset One Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 11, 2026 | Feb 10, 2026 |
| Marcy Rae Bibler | Cetera Investment Advisers LLC BD affiliated | Asset One Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 25, 2025 | Dec 26, 2025 (31 d) |
| Leah N Cook | Cetera Investment Advisers LLC BD affiliated | Asset One Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 24, 2025 | Dec 15, 2025 |
| Rodney Michael Kramp | Cetera Investment Advisers LLC BD affiliated | Asset One Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 18, 2025 | Dec 26, 2025 (38 d) |
| Titus David Allen | Cetera Investment Advisers LLC BD affiliated | Asset One Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 18, 2025 | Dec 26, 2025 (38 d) |
| Nicole Renee Wagner | Cetera Investment Advisers LLC BD affiliated | Asset One Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 18, 2025 | Dec 26, 2025 (38 d) |
| James P Franklin | LPL Financial LLC BD affiliated | Asset One Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 6, 2025 | Nov 4, 2025 |
| James Thomas Ferrin | LPL Financial LLC BD affiliated | Asset One Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 6, 2025 | Nov 12, 2025 (37 d) |
| Denise Marie Petersen | Nwf Advisory Services Inc independent RIA | Asset One Wealth Management, LLC no RAUM | RIA to a newly registered adviser | Sep 3, 2025 | Sep 24, 2025 |
| Don J Petricic | LPL Financial LLC BD affiliated | Asset One Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 7, 2025 | Jun 30, 2025 |
| Robert Thomas Phillips | LPL Financial LLC BD affiliated | Asset One Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 7, 2025 | Jun 30, 2025 |
| Austin Lawrence Velarde | LPL Financial LLC BD affiliated | Asset One Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 7, 2025 | Jun 30, 2025 |
| Bradley I Ward | Lifeworks Advisors, LLC independent RIA | Asset One Wealth Management, LLC independent RIA | RIA to RIA | Feb 4, 2022 | Mar 23, 2026 (1508 d) |
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17 moves match.