DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Horan Wealth Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kathleen Christine LaverdeAmeriprise Financial Services, LLC national BDHoran Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAJan 13, 2025Jan 8, 2025
Thomas Edward ReitzesAmeriprise Financial Services, LLC national BDHoran Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIASep 1, 2023Sep 11, 2023
Connie Sue GrosserAmeritas Advisory Services, LLC BD affiliatedHoran Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAApr 26, 2023Jun 30, 2023 (65 d)
Matthew Walter Tarka9258 Wealth Management, LLC independent RIAHoran Wealth Management independent RIARIA to RIAMar 17, 2022Mar 22, 2022
Keith Edmond PrinceUBS Financial Services Inc. wirehouseHoran Wealth Management independent RIAWirehouse to independent RIAJan 28, 2022Feb 8, 2022
Rex Noble PointsCetera Advisors LLC BD affiliatedHoran Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIANov 23, 2020Nov 30, 2020
William Benjamin HardiggCerity Partners Ocio LLC independent RIAHoran Wealth Management independent RIARIA to RIASep 16, 2020Aug 27, 2020
Nicholas GromanMai Capital Management, LLC independent RIAHoran Wealth Management independent RIARIA to RIAJun 1, 2020Jun 15, 2020
Christine Ann StineFifth Third Securities, Inc. otherHoran Wealth Management independent RIAOtherApr 7, 2017Oct 15, 2019 (921 d)
Lindsey Renee KeithFifth Third Securities, Inc. otherHoran Wealth Management independent RIAOtherAug 3, 2015Oct 10, 2019 (1529 d)
Jodee Felice DeutschWoodbury Financial Services, Inc. otherHoran Wealth Management independent RIAOtherJan 26, 2015Oct 15, 2019 (1723 d)
Michael Dunlap NapierOrion Portfolio Solutions, LLC otherHoran Wealth Management otherOtherMay 17, 2005Jan 10, 2013 (2795 d)
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12 moves match.