DFX Intelligence
RIA Intelligence
Advisor moves
Arrivals at The Windmill Group, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Anthony John Cirieco | Morgan Stanley wirehouse | The Windmill Group, Inc. independent RIA | Wirehouse to independent RIA | Sep 29, 2023 | Sep 26, 2023 |
| Gregory H Kirwan | Advice And Planning Services BD affiliated | The Windmill Group, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 13, 2020 | Feb 4, 2021 (83 d) |
| Brian Joseph Mocogni | Equitable Advisors, LLC national BD | The Windmill Group, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 16, 2018 | Feb 10, 2021 (940 d) |
| George Patrick Mitchell | LPL Financial LLC other | The Windmill Group, Inc. independent RIA | Other | Oct 10, 2012 | Jul 15, 2022 (3565 d) |
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4 moves match.